17-03500 | 07/26/2018 | Claimant(s): Andrew Samalin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc., First Asset Management. Respondent Lawyers(s): Chan H. Nam, Lawrence Sandor Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY
| | $0 |
17-03089 | 07/17/2018 | Claimant(s): Bernard Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Michael H. DuBoff Hearing Site: Newark, NJ
| | $0 |
17-03241 | 07/10/2018 | Claimant(s): Samuel Belsito Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael R. Gaico, Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Hartford, CT
| | $0 |
17-02349 | 06/26/2018 | Claimant(s): Todd Allen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY
| | $0 |
17-00761 | 06/21/2018 | Claimant(s): Michael Luftman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): 1717 Capital Management Company, Metropolitan Life Insurance Company Respondent Lawyers(s): Christopher C. Coss, Joseph J. Prochaska Arbitrator(s): Martin Mushkin Hearing Site: New York, NY
| | $0 |
17-01493 | 05/31/2018 | Claimant(s): Stephen Owen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD
| | $0 |
17-01811 | 05/30/2018 | Claimant(s): Gregory Golding Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Daniel M. Yamshon Hearing Site: Salt Lake City, UT
| | $0 |
17-03116 | 05/24/2018 | Claimant(s): Michael Chadwick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Andrea Shafer Arbitrator(s): Robert J. Ambrogi Hearing Site: Syracuse, NY
| | $0 |
17-01135 | 05/22/2018 | Claimant(s): Jeffrey Leventhal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Edward M. Statland Hearing Site: Washington, DC
| | $0 |
17-02218 | 05/10/2018 | Claimant(s): Walter Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Damian J. Betz Arbitrator(s): Frank E. Wolf Hearing Site: Charlotte, NC
| | $0 |