18-00264 | 11/07/2019 | Claimant(s): Guillermo Castro Claimant Lawyers(s): Michael S. Taafe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Alex J. Sabo Arbitrator(s): Leslie L. Cooney, Will Murphy, Nanci Sondra Landy Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206/12504 |
18-04064 | 09/09/2019 | Claimant(s): Michael Varga Claimant Lawyers(s): Michael Varga Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Candice M. Capoziello Arbitrator(s): Nanci Sondra Landy Hearing Site: Boca Raton, FL
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18-03538 | 06/14/2019 | Claimant(s): Christopher Facka Claimant Lawyers(s): David A. Weintraub Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Nanci Sondra Landy Hearing Site: Boca Raton, FL
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16-00888 | 03/27/2019 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): James L. Komie Respondent(s): Howard Walzer Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Marie G. Peterson, Nanci Sondra Landy, Hector Enrique Valdes-Ortiz Hearing Site: Boca Raton, FL
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17-00948 | 10/30/2018 | Claimant(s): Estate of Carol Stein Claimant Lawyers(s): Robert W. Pearce Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Andrea R. Jacobs, Mark A Bilawsky, Nanci Sondra Landy Hearing Site: Boca Raton, FL
| | $44,224 |
15-03361 | 09/25/2018 | Claimant(s): Javier Melendez Claimant Lawyers(s): V. Michael Arias Respondent(s): Adriana Pineiro, Morgan Stanley, Jorge Dalati, Luis Gonzalez Ocque, Miguel Gonzalez Ocque Respondent Lawyers(s): Jaime Guttman, Jorge A. Mestre Arbitrator(s): Martin A. Feigenbaum, Michael T. Williams, Nanci Sondra Landy Hearing Site: Miami, FL
| | $0 |
18-00422 | 08/01/2018 | Claimant(s): Francisco Fernandez Leon Claimant Lawyers(s): Robert J. Harvey Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Nanci Sondra Landy Hearing Site: Miami, FL
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17-00472 | 10/31/2017 | Claimant(s): David Bass Claimant Lawyers(s): John Stewart Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly Gustafson Arbitrator(s): David G. Pittinos, Alvin Abraham Simon, Nanci Sondra Landy Hearing Site: Boca Raton, FL
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12-03600 | 08/13/2014 | Claimant(s): Stephen Fleischer Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Richard J. Kaplan, Nanci Sondra Landy, Donna Greenspan Solomon Hearing Site: Ft. Lauderdale, FL
| | Expungement |
12-02586 | 01/10/2014 | Claimant(s): Angela Belpedio Claimant Lawyers(s): D. Daxton White Respondent(s): David Lerner Associates. Respondent Lawyers(s): Gene L. Small Arbitrator(s): Linda M. Granata, Peter A. Portley, Nanci Sondra Landy Hearing Site: Boca Raton, FL
| | Expungement |