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FINRA Awards for Guillermo Castro

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0026411/07/2019Claimant(s): Guillermo Castro
Claimant Lawyers(s): Michael S. Taafe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Leslie L. Cooney, Will Murphy, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12206/12504

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