Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01480 | 02/25/2022 | Claimant(s): James Kennedy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services., Dominion Capital Corporation Respondent Lawyers(s): David Feldstein, Douglas W. Powell Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 21-01012 | 11/16/2021 | Claimant(s): Ronald Carson Claimant Lawyers(s): Stephan Louviere Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark L Miller Hearing Site: Omaha, NE | ||
| 21-00220 | 08/06/2021 | Claimant(s): Shaun Stein Claimant Lawyers(s): Brian Luther Respondent(s): National Securities Corporation, J.P. Turner & Company Respondent Lawyers(s): David Feldstein, Emily A. Hayes Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-02604 | 07/14/2021 | Claimant(s): Joseph Medina Claimant Lawyers(s): Tosh Grebenik Respondent(s): Cetera Advisors Respondent Lawyers(s): David Feldstein Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-02801 | 07/13/2021 | Claimant(s): Andrew Fairchild Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-03061 | 06/07/2021 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael Lancaster Garcia Hearing Site: Reno, NV | ||
| 20-02451 | 04/19/2021 | Claimant(s): Brian Thomas Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 20-02525 | 03/12/2021 | Claimant(s): Melisa Lloyd Claimant Lawyers(s): Stephan Louviere Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02900 | 03/11/2021 | Claimant(s): Christopher Larochelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02330 | 03/04/2021 | Claimant(s): Richard Cella Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Arthur J. Giacomarra, Sharon L. Monroe, Howard N. Gorney Hearing Site: Boston, MA |