| 22-02127 | 02/28/2023 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Jennifer R. Cox
Respondent(s): Timothy Phenecie
Respondent Lawyers(s): Timothy M. Phenecie
Arbitrator(s): Theresa Joan Rosenberg
Hearing Site: Charlotte, NC
| | |
| 22-00723 | 12/22/2022 | Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Equitable Advisors, Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox, Michael J. Biondi
Arbitrator(s): Douglas M. Branson
Hearing Site: Pittsburgh, PA
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| 22-00124 | 11/21/2022 | Claimant(s): Tim Clairmont
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., Lion Street Financial
Respondent Lawyers(s): Carie Heckler, Jennifer R. Cox
Arbitrator(s): James E. Bartels, Reuel Kenneth Fish, Lisa Vioni
Hearing Site: Portland, OR
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| 20-03985 | 09/30/2022 | Claimant(s): Elizabeth Catana, Robert Catana
Claimant Lawyers(s): Matt Wolper
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Paul J. Burkhart, John B. Sochacki, Anthony Terence Flynn
Hearing Site: Boca Raton, FL
|  | $850,000 |
| 21-02545 | 07/11/2022 | Claimant(s): Edward Hadel
Claimant Lawyers(s): Jessica E. Levine
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
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| 21-00449 | 11/12/2021 | Claimant(s): Jude Offiah
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Woodbury Financial Services., Tandem Securities.
Respondent Lawyers(s): James V. Noblett, Kristopher Miller
Arbitrator(s): Lynne M. Gomez
Hearing Site: Oklahoma City, OK
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| 19-02405 | 08/11/2021 | Claimant(s): Estate of Joseph A. Muff
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Woodbury Financial Services., Hartford Funds Distributors
Respondent Lawyers(s): Greg Curley, Keraya S. Jefferson
Arbitrator(s): Jack D. Elmquist, Alain Frecon, Michael Anthony Pysno
Hearing Site: Des Moines, IA
| | $100,000 |
| 20-01393 | 06/22/2021 | Claimant(s): Anil Gulati
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Woodbury Financial Services., AXA Advisors
Respondent Lawyers(s): Chad Weaver, Michael Bryant
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
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| 20-00837 | 12/22/2020 | Claimant(s): Geoffrey McCash
Claimant Lawyers(s): Edward Scott Zusman
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Michael L. Lyons
Hearing Site: Columbus, OH
| | |
| 20-01348 | 12/17/2020 | Claimant(s): Andrew Butler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group.
Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
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