| 17-03449 | 08/17/2018 | Claimant(s): Robin Tooker
Claimant Lawyers(s): Elissa Germaine
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
|  | $48,711 |
| 13-03595 | 07/11/2018 | Claimant(s): EFCO Products Defined Contribution, EFCO Products Defined Contribution Union, EFCO Products Profit Sharing/401(K) Plan
Claimant Lawyers(s): Sandra P. Lanhens
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Christopher Robertson, Richard A. Roth
Arbitrator(s): Dan Brecher, Daniel Robbins, Annamaria Boccia Smith
Hearing Site: New York, NY
| | $0 |
| 17-02216 | 06/07/2018 | Claimant(s): Ari Baum
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Daniel Robbins, Stephen A. Weiner, John Clark Van Steen
Hearing Site: New York, NY
| | |
| 16-01645 | 02/12/2018 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Ian Hummel
Respondent(s): Critical Outcome Technologies Inc.
Respondent Lawyers(s): Vivian Drohan
Arbitrator(s): Rebecca A. Novak, Daniel Robbins, Richard Gee
Hearing Site: New York, NY
| | |
| 16-01492 | 07/14/2017 | Claimant(s): Barbara Blethen, Christopher Wallace, Gerard Gawel, Marie Wallace
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Philip Fatta, Blackbook Capital, Legend Securities.
Respondent Lawyers(s): Franklin Ogele, Philip Orezio Fatta, Salvatore Caruso
Arbitrator(s): Daniel Robbins, Dolores D. Balsamo, Harrison Johnson
Hearing Site: New York, NY
| | $584,796 |
| 16-01469 | 06/15/2017 | Claimant(s): David Allen
Claimant Lawyers(s): David Arthur Allen
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard J. Stiefel, Daniel Robbins, Joan Marie Chiusano
Hearing Site: New York, NY
| | |
| 15-02320 | 12/30/2016 | Claimant(s): David Murphy
Claimant Lawyers(s): John D. Singer
Respondent(s): Tila Azeem
Respondent Lawyers(s): John H. Snyder
Arbitrator(s): Raymond Nardo, Daniel Robbins, Amy Jill Baranoff
Hearing Site: New York, NY
| | |
| 15-00280 | 09/26/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David E. Strand
Respondent(s): Olga Pereira
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Daniel Robbins, Barry Steven Port, Eric Mattison Rosenberg
Hearing Site: New York, NY
| | |
| 15-00741 | 03/22/2016 | Claimant(s): Mehdi Hassan
Claimant Lawyers(s): Mehdi Syed Hassan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin G. Lauri
Arbitrator(s): Roger J. Hawke, Daniel Robbins, Akshat Tewary
Hearing Site: New York, NY
| | |
| 14-02100 | 03/19/2015 | Claimant(s): Israel Ashkenazi
Claimant Lawyers(s): David E. Robbins
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): John Fullerton
Arbitrator(s): Daniel Robbins, Eric J. Sussman, Thomas J. Stock
Hearing Site: New York, NY
| | |
