| 20-04128 | 07/07/2021 | Claimant(s): Jeffrey Elman
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Edward J. Heffernan
Arbitrator(s): Michael L. Fortney
Hearing Site: Cleveland, OH
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| 20-02257 | 02/17/2021 | Claimant(s): Michael McCrainie
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): John P. Cullem, Joan Stearns Johnsen, Mitchel Weiss
Hearing Site: Jacksonville, FL
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| 20-01670 | 11/25/2020 | Claimant(s): Yan Binder
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Richard W. Cutler, Ellen Slipp, John Franklin Udochi
Hearing Site: New York, NY
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| 20-00685 | 08/20/2020 | Claimant(s): James Pillow
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Bernard Hornick, Stuart K. Furman, John Winslow Griesser
Hearing Site: Orlando, FL
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| 19-03791 | 07/15/2020 | Claimant(s): David Cohen
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt
Hearing Site: Orlando, FL
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| 19-03402 | 05/29/2020 | Claimant(s): Robert Blakely
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Gavin F. Quill
Arbitrator(s): John P. Cullem, Charles K. ReCorr, Joseph A Newcomb
Hearing Site: Raleigh, NC
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| 19-03261 | 05/14/2020 | Claimant(s): Gary Plessl, Kevin Houser
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplan
Arbitrator(s): John J. Jordan, Dale A. Pope, Stephen J. Scherf
Hearing Site: Philadelphia, PA
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| 19-03333 | 04/13/2020 | Claimant(s): Robert Blakely
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Ellen Rosenberg
Arbitrator(s): Robert T. Allen, Susan L. Luck, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
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| 19-01448 | 10/31/2019 | Claimant(s): Joseph Bollinger
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Langfred W. White, Stuart K. Furman, Robert E. Graves
Hearing Site: Jackson, MS
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| 18-01523 | 01/24/2019 | Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle E. Fulton
Arbitrator(s): Stephen D Kursman, Patrick A. Guentner, Richard Edward Rassel
Hearing Site: Detroit, MI
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