| 18-00170 | 12/03/2018 | Claimant(s): Gregory Chebuske
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities
Respondent Lawyers(s): Eunice C. Jordan
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
| | |
| 17-01093 | 10/31/2017 | Claimant(s): Heidi Hanson
Claimant Lawyers(s): Thomas N. O'Connor
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Denise L. Presley, Abigail Falcon-Rosa
Hearing Site: Boston, MA
| | Expungement |
| 16-00707 | 04/20/2017 | Claimant(s): Michael Lebner, Patricia Lebner
Claimant Lawyers(s): Adam Gana
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Ericka B. Gray, Denise L. Presley, Christopher William McHallam
Hearing Site: Boston, MA
|  | Expungement |
| 15-00724 | 04/14/2017 | Claimant(s): Clifford Alexander, Jeanne Fisher
Claimant Lawyers(s): Clifford Alexander
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jay Lanstein
Arbitrator(s): Michael P. Anciello, Denise L. Presley, Joseph Samuel Berman
Hearing Site: Boston, MA
| | |
| 16-00246 | 04/04/2017 | Claimant(s): George Wood
Claimant Lawyers(s): Scott Fink
Respondent(s): Heather Weber, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Melinda S. Milberg, Denise L. Presley, John Francis Markuns
Hearing Site: Boston, MA
| | Expungement |
| 10-05144 | 03/06/2012 | Claimant(s): Harvey Jester
Claimant Lawyers(s): Andrew O Whiteman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Henry Johnson
Arbitrator(s): Timothy J. Wright, Charles S. Clayton, Denise L. Presley
Hearing Site: Raleigh, NC
| | Expungement |
| 09-04824 | 12/02/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan Levine
Respondent(s): Shawn Newman
Respondent Lawyers(s): Shawn C. Newman
Arbitrator(s): Susan J. Buckley, Denise L. Presley, Jerry L. Hooper
Hearing Site: Charlotte, NC
| | |
| 08-04910 | 05/06/2009 | Claimant(s): Deborah Walsh
Claimant Lawyers(s): Deborah C Walsh
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Denise L. Presley
Hearing Site: Charlotte, NC
| | $0 |
| 08-02515 | 04/28/2009 | Claimant(s): Pearl Marsh
Claimant Lawyers(s): Frederick K. Sharpless
Respondent(s): Wachovia Securities, Ronald Clinard
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Susan L. Luck, Mary B. Campbell, Denise L. Presley
Hearing Site: Charlotte, NC
| | $0 |
