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FINRA Awards for Mitchel Weiss

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Displaying 11-20 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0077008/28/2019Claimant(s): Kessev Tov LLC
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Anthony Ruben
Hearing Site: Orlando, FL
Checkmark Icon$0
17-0318307/23/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Norman Day
Respondent Lawyers(s): Norman Shannon Day
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
17-0229504/17/2018Claimant(s): Matthew Turner
Claimant Lawyers(s): Eric Litow
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
14-0295406/24/2016Claimant(s): Nancy Plum, John W. Plum Trust
Claimant Lawyers(s): John W. Plum
Respondent(s): Dean Trindle, Morgan Stanley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bruce Lewitas, Jennifer R. Willey
Arbitrator(s): Jack A. Helms, Mitchel Weiss, Robert L. Cowles
Hearing Site: Jacksonville, FL
Checkmark IconExpungement
15-0018004/07/2016Claimant(s): Donnie Pate
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Qi Huang, Richard Hunt, Stephen Grivas, William Hunt, Network 1 Financial Securities Inc., Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Martin P. Unger, Qi Huang, Stephen Grivas
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Nicholas John Reiter
Hearing Site: Jacksonville, FL
Checkmark Icon$300
13-0325701/14/2015Claimant(s): Jayne Davison, Peter Davison
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Thomas Joseph Atkinson, Mitchel Weiss, Gerald Thomas Harper
Hearing Site: Jacksonville, FL
Checkmark IconExpungement
13-0377605/21/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Matthew Ortman
Respondent Lawyers(s): Matthew John Ortman
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
12-0158410/26/2012Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Antonio Rossi
Respondent Lawyers(s): Antonio Rossi
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
11-0309005/03/2012Claimant(s): Bull & Bear Brokerage Services., Bull & Bear Capital Advisors
Claimant Lawyers(s): Alan M. Wolper
Respondent(s): Robert Liggero
Respondent Lawyers(s): Nicholas V. Pulignano
Arbitrator(s): Michael R. Alford, Pamela Jeanne Rush, Mitchel Weiss
Hearing Site: Jacksonville, FL
10-0434807/11/2011Claimant(s): Joseph Bowman, Timothy Bowman
Claimant Lawyers(s): Alan S. Wachs
Respondent(s): Deutsche Banc Alex, Brown Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
Checkmark Icon$300

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