| 14-01721 | 04/20/2015 | Claimant(s): Eduardo Roca Carillo
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Amelia C. O'Neill-Vega, Roberto C. Quinones
Arbitrator(s):
Hearing Site: San Juan, PR
|  | $284,020 |
| 12-03797 | 02/02/2015 | Claimant(s): Marcos Bowers
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb, Jr.
Arbitrator(s): Richard S. Zaifert, John C. Holmes, Michael S. Kozlow
Hearing Site: Miami, FL
| | |
| 13-03125 | 11/24/2014 | Claimant(s): Samuel Young
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Jinesh Brahmbhatt
Respondent Lawyers(s): Jinesh Pravin Brahmbhatt
Arbitrator(s): William O. SanFord, La Verne Fletcher, Shelley Simons Korch
Hearing Site: Baltimore, MD
| | $2,100,000 |
| 12-03600 | 08/13/2014 | Claimant(s): Stephen Fleischer
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Richard J. Kaplan, Nanci Sondra Landy, Donna Greenspan Solomon
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 13-01066 | 03/05/2014 | Claimant(s): David Barnett
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Susanne Robbins
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Marc S. Dobin, George J. Blutstein, Bonnie A. Pearce
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02121 | 01/28/2014 | Claimant(s): Lois T. Morse Revocable Trust, Norman B. Morse Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): J.P. Morgan Securities LLC
Respondent Lawyers(s): Evelyn Bukchin
Arbitrator(s): James W. Geiger, Edward R. Niederriter, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00632 | 09/25/2013 | Claimant(s): Paul Coviello, Sasha Coviello
Claimant Lawyers(s): James K. Barbee
Respondent(s): Brian Cali, Brian Walsh, Charles Rogalla, David Dickstein, Gary Decker, Harold Davis, Jodi Rogalla, Robert Pettinato, Rosemary Walsh
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
| | Expungement |
| 10-04929 | 09/16/2013 | Claimant(s): Nasirdin Madhany, Zeenat Madhany, Nasirdin H. Madhany Revocable Trust, Zeenat Madhany Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Robert J. Walter, Floyd Edward Roberts, Theodore Haynes
Hearing Site: Orlando, FL
| | $3,185,300 |
| 11-03745 | 06/11/2013 | Claimant(s): Harry Bishop
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Robert T. Allen
Hearing Site: Columbia, SC
| | Expungement |
| 10-04635 | 03/04/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Paul Tanner
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Gary W. Pollack, Mark I. Roth, Nikola Bjelajac
Hearing Site: Ft. Lauderdale, FL
| | |
