09-06840 | 10/03/2013 | Claimant(s): Deborah Taylor Claimant Lawyers(s): Timothy J. O'Connor Respondent(s): Donald Hunter Respondent Lawyers(s): Donald Horton Hunter Arbitrator(s): James J. Brearton, Edward MacLean Warren, Jennifer L. Bliss Hearing Site: Albany, NY
| | $155,495 |
13-00660 | 08/20/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Alexander J. Nassar Respondent(s): Michael Turnyanszki Respondent Lawyers(s): Michael J Turnyanszki Arbitrator(s): Christine Moore, Moshe Cohen Hearing Site: Albany, NY
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09-06692 | 08/14/2013 | Claimant(s): Estate of Frederick J. Eickhoff Claimant Lawyers(s): Harvey C. Shapiro Respondent(s): Edward Jones Respondent Lawyers(s): David I. Hantman Arbitrator(s): Peter A. Goldman, Lewis M. Smith, George F. Adams Hearing Site: Albany, NY
| | $0 |
12-01057 | 04/30/2013 | Claimant(s): Mark Snyder Claimant Lawyers(s): Harold F. McGuire Respondent(s): Paul Daly, Samuel A. Ramirez & Co.. Respondent Lawyers(s): David A. Picon Arbitrator(s): Robert Pincus, Robert J. Allen, Douglas A. Eldridge Hearing Site: Albany, NY
| | Expungement |
11-03882 | 04/02/2013 | Claimant(s): John McNiven Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Stephen P. LaLonde Hearing Site: Albany, NY
| | Expungement |
12-02062 | 02/27/2013 | Claimant(s): Beverly Lawson Claimant Lawyers(s): Eric Lawson Respondent(s): Erna McReynolds, Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Stuart M. Schwartz Hearing Site: Albany, NY
| | $0 |
12-02206 | 12/14/2012 | Claimant(s): Morgan Stanley, Robert Lynch Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Edward Swyer Respondent Lawyers(s): Luke Nikas Arbitrator(s): Jacqueline W. Marshall, Jennifer L. Bliss Hearing Site: Albany, NY
| | Expungement |
11-02771 | 12/05/2012 | Claimant(s): Matthew Ryan Claimant Lawyers(s): Matthew Ryan Respondent(s): Edward Zaik, AXA Advisors Respondent Lawyers(s): Hector D. Geribon, Jessica Levine Arbitrator(s): Robert Pincus, Timothy A Meigher, Clifford C. Rohde Hearing Site: Albany, NY
| | $0 |
11-00411 | 07/27/2012 | Claimant(s): Eileen Warren Claimant Lawyers(s): Ronald R. Levine Respondent(s): Wachovia Securities, Wells Fargo Advisors, Dennis Perry, Judith Bovitz, Victoria Miller Respondent Lawyers(s): Yoonsun Chung Arbitrator(s): Charles Kleinbaum, Catherine Ladnier, Stephen T. Rodriguez Hearing Site: Albany, NY
| | Expungement |
10-04361 | 05/25/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Holdings, LL Claimant Lawyers(s): Joe Gehring Respondent(s): Wells Fargo Advisors, Douglas Carnahan, Lawrence King, Sandra Butler Respondent Lawyers(s): James E. Heavey, Joe Gehring, Scott C. Paton Arbitrator(s): Edward Baer, Roland M. Cavalier, Michael A. Orticelle Hearing Site: Albany, NY
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