| 12-04345 | 04/25/2014 | Claimant(s): Austin Family Trust
Claimant Lawyers(s): Gregory Austin
Respondent(s): Edwin Stanton, Morgan Stanley
Respondent Lawyers(s): Melissa Muehfeld
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
|  | $19,148 |
| 13-00532 | 04/16/2014 | Claimant(s): Lingo Family Trust
Claimant Lawyers(s): E. Anthony Reguero
Respondent(s): Jim Lund, Robert Tweed, Capwest Securities., United Securities Alliance.
Respondent Lawyers(s): Dale K. Hall, H Thomas Fehn, Michael Jones
Arbitrator(s): Herbert Leslie Greenberg, Joseph Winter, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | $0 |
| 12-01393 | 04/09/2014 | Claimant(s): John Arzoian, Linda Fass
Claimant Lawyers(s): John Arzoian
Respondent(s): Marquis Financial Services.
Respondent Lawyers(s): Art Okun
Arbitrator(s): Herbert Leslie Greenberg, Arthur F. Brueggeman, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | $5,808 |
| 12-01217 | 04/08/2014 | Claimant(s): David W. Ramey
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Norman Cousins Sasamori, James S. Carlson, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-02922 | 04/07/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
| | |
| 13-00395 | 04/04/2014 | Claimant(s): Ellen Jackson, Thomas Jackson
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael D. Harrison, Milton N. Gross, Ted Paul Comfort
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-00947 | 04/02/2014 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John Erikson
Respondent(s): Bambi Holzer
Respondent Lawyers(s): Rex Julian Beaber
Arbitrator(s): Anita Rae Shapiro, Janice A. Salter, Anna Marie Turco
Hearing Site: Los Angeles, CA
| | |
| 13-00962 | 04/01/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Bahram Mirhashemi
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): John Alen DeRosa, David L. Maislen, Keith Schulner
Hearing Site: Los Angeles, CA
| | |
| 11-01931 | 03/21/2014 | Claimant(s): Justin Azarian, Loreta Azarian, Nicole Azarian, Paul Azarian, Loreta Azarian IRA, Loreta Azarian SEP IRA, Paul Azarian IRA, Paul Azarian SEP IRA, P&L Azarian Trust dtd 9/25/2008
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Art Okun, Gregory Goldstein, Marquis Financial Services.
Respondent Lawyers(s): Art Okun, Gregory E. Goldstein
Arbitrator(s): Robert Rosen, James Warren Hill, Brent Eric Zepke
Hearing Site: Los Angeles, CA
| | $309,750 |
| 13-01301 | 03/20/2014 | Claimant(s): Stacy Gale
Claimant Lawyers(s): Alan R. Polsky
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Edward J. Costello
Hearing Site: Los Angeles, CA
| | $29,547 |
