| 15-01362 | 02/02/2016 | Claimant(s): Albert Anhkhoa
Claimant Lawyers(s): Albert Anhkhoa
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Bruce L. Gisi
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
|  | $300 |
| 14-01604 | 02/01/2016 | Claimant(s): Marlene Lewis, Maxim Levkov, Artek Media International Inc.
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ronald Wood
Arbitrator(s): Martin Olinick, Alan M. Rosen, David Paul Beauvais
Hearing Site: Los Angeles, CA
| | $825,600 |
| 15-01283 | 01/19/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehfeld
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | |
| 15-01284 | 01/19/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa Muehlfeld
Arbitrator(s):
Hearing Site: Los Angeles, CA
| | |
| 15-01285 | 01/19/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s):
Hearing Site: Los Angeles, CA
| | |
| 14-03671 | 01/12/2016 | Claimant(s): Judith Sisneros, Judith Sisneros IRA, Judith Sisneros Roth IRA
Claimant Lawyers(s): Brynn Anne Gruenberg, Jeremy Scott Hyndman
Respondent(s): Christopher Vanstelle, Steelpoint Securities
Respondent Lawyers(s): Christopher Van Stelle
Arbitrator(s): Benjamin F. Breslauer, Valerie Lewis, Randall William Clow
Hearing Site: Los Angeles, CA
| | $100,000 |
| 14-03213 | 12/30/2015 | Claimant(s): Kenneth Hunt, Sharon Poulton, Kenneth Hunt Revocable Trust U/A dtd 11/, Sharon Poulton Revocable Trust
Claimant Lawyers(s): Jonathan Evans
Respondent(s): Jeffrey Fratarcangeli, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brandon Reif, Eric A. Herzog
Arbitrator(s): Chester L. Firestein, Richard M. Norman, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-02615 | 12/29/2015 | Claimant(s): Paul Heimberg, 1650 Sunflower 12, Warminster Business Center TIC 19, Paul A. Heimberg Trust dated Aug.22,2007
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Rabinder Sekhon, Cincinnati Analysts.
Respondent Lawyers(s): Jeffrey E. Fields, Jordan D. Maglich
Arbitrator(s): Herbert Leslie Greenberg, Arthur T. Berggren, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-00614 | 12/22/2015 | Claimant(s): Lewis Booth
Claimant Lawyers(s): Adam Brett Wolf
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Elliott Zachary Seff, Eugene A. Taylor, Morris S. Getzels
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-01677 | 12/14/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Watt Webb
Respondent Lawyers(s): Eric M. Epstein
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Martin J. Kotowski
Hearing Site: Los Angeles, CA
| | |
