| 19-00518 | 10/11/2019 | Claimant(s): Gal Sherman
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | $0 |
| 19-00306 | 10/10/2019 | Claimant(s): George Burga
Claimant Lawyers(s): George Luis Burga
Respondent(s): Multiple Financial Services.
Respondent Lawyers(s): Michael H. Flammer
Arbitrator(s): George L. Tindall, Ronald D. Goldman, Samuel Lui
Hearing Site: Los Angeles, CA
| | $0 |
| 19-00515 | 10/10/2019 | Claimant(s): Steven Henningson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03081 | 10/08/2019 | Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy L. Moore
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 19-00015 | 10/08/2019 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Chan Nam
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 18-04167 | 10/07/2019 | Claimant(s): Amy Jiau, Jih Chyi Leu
Claimant Lawyers(s): Wileen Leu
Respondent(s): Cindy Chen, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Emily C. Grimm
Arbitrator(s): Edward A. Trabin, Arthur T. Berggren, Nir Hanien
Hearing Site: Los Angeles, CA
|  | $0 |
| 18-01739 | 09/27/2019 | Claimant(s): Timothy Tremblay
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Prudential Equity Group, Centaurus Financial., Voya Financial Advisors.
Respondent Lawyers(s): Alan S. Brodherson, Christina Vourakis, Michael West
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $0 |
| 19-01359 | 09/27/2019 | Claimant(s): Harry Olivar
Claimant Lawyers(s): Harry A. Olivar
Respondent(s): Keith Goodman, Michael Solomon, Maxim Group LLC
Respondent Lawyers(s): Ian H. Hummel
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02168 | 09/25/2019 | Claimant(s): Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Donald Padilla
Respondent Lawyers(s): Donald George Padilla
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA
| | $0 |
| 18-04325 | 09/19/2019 | Claimant(s): Alexandro Filippini, Iaian Filippini
Claimant Lawyers(s): Steve Young
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Joseph Ehrlich
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | $0 |
