| 19-02594 | 06/30/2020 | Claimant(s): Ross Pake
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00408 | 06/26/2020 | Claimant(s): Cobra Trading.
Claimant Lawyers(s): Chadd Hessing
Respondent(s): Godlove Jella
Respondent Lawyers(s): Godlove Nsunkeh Jella
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
|  | $0 |
| 19-03334 | 06/22/2020 | Claimant(s): Doris Lau
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Cetera Investment Services Llc
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03466 | 06/22/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joseph Pastore
Respondent Lawyers(s): Joseph Edward Pastore
Arbitrator(s): Barbara M. Zak, Katharine Reed Coleman, John R Sustersic
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03580 | 06/16/2020 | Claimant(s): Hemant Kathuria
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): A.G.P. / Alliance Global Partners, Digital Offering LLC
Respondent Lawyers(s): Gordon McBean, Gregg Breitbart
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03308 | 06/11/2020 | Claimant(s): Aaron Clark
Claimant Lawyers(s): Russell Chapman
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $0 |
| 16-00746 | 06/05/2020 | Claimant(s): Robert Schmiedeke, Robert E Schmiedeke Separate Property Tr
Claimant Lawyers(s): Kenneth J Catanzarite
Respondent(s): Jim Lund, Investors Capital Corp., National Planning Corporation
Respondent Lawyers(s): Derek C, Anderson, Elizabeth Lowery
Arbitrator(s): Benjamin F. Breslauer, Virginia Alice Suveiu, Betty Jean Jackson
Hearing Site: Los Angeles, CA
| | $0 |
| 19-02781 | 06/04/2020 | Claimant(s): Luis-Diego Quiroz
Claimant Lawyers(s): Michael Bessette
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03796 | 06/02/2020 | Claimant(s): Josephine Chien
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): SW Financial
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $23,175 |
| 19-01405 | 05/28/2020 | Claimant(s): The Seitz 2000 Descendants Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Robert Fenton, Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Susan B. Gans-Smith, Noel Harvey Applebaum, Loyd A Wright
Hearing Site: Los Angeles, CA
| | $0 |
