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FINRA Awards for Harris Freedman

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Displaying 21-30 out of 192 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0158905/21/2024Claimant(s): Alberto Velasco
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
23-0149305/17/2024Claimant(s): Glen Strauss
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok, Geoff Beckham
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
23-0141105/16/2024Claimant(s): John Thomas
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
23-0037305/14/2024Claimant(s): Jeffrey Jackson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
23-0116704/26/2024Claimant(s): Charles Skipper
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
23-0148904/05/2024Claimant(s): Maurice Acriche
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
23-0143704/05/2024Claimant(s): Ellice Papp
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group, Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok, Jennifer E. Novoselsky
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
23-0251203/01/2024Claimant(s): Michael Mcgregor
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wilbanks Securities.
Respondent Lawyers(s): Randall Wilbanks
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO
23-0132902/26/2024Claimant(s): Gregory Malin
Claimant Lawyers(s): Harris Freedman
Respondent(s): M&T Securities.
Respondent Lawyers(s): Miriam Dowd
Arbitrator(s): Mark A. Sipper
Hearing Site: Buffalo, NY
23-0138302/20/2024Claimant(s): Andrew Leicht
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ

192 Results

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