Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00036 | 07/22/2021 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Signator Investors. Respondent Lawyers(s): James V. Noblett Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-02146 | 07/09/2021 | Claimant(s): Hernan Fonseca Claimant Lawyers(s): Harris Freedman Respondent(s): Amfin Investment Services. Respondent Lawyers(s): Carol S. Severino Arbitrator(s): Herbert Branitsky Hearing Site: Boca Raton, FL | ||
| 20-03470 | 07/09/2021 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): First Midwest Securities. Respondent Lawyers(s): David Nevinski Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 20-02674 | 06/30/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-02148 | 06/23/2021 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 20-02788 | 06/23/2021 | Claimant(s): Jennifer Johnston Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 20-02639 | 06/22/2021 | Claimant(s): John Petika Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 20-03124 | 06/14/2021 | Claimant(s): Thomas Conway Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 20-02723 | 06/09/2021 | Claimant(s): Joshua Klump Claimant Lawyers(s): Harris Freedman Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Samuel Gilley Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL | ||
| 20-01450 | 06/04/2021 | Claimant(s): Leticia Santiago Claimant Lawyers(s): Harris Freedman Respondent(s): UBS International. Respondent Lawyers(s): Omar Perez Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL |