11-04023 | 12/21/2012 | Claimant(s): Peter Zervos Claimant Lawyers(s): Randall C. Place Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Bruce W. Bennett Hearing Site: Columbia, SC
| | Expungement |
09-05793 | 10/05/2011 | Claimant(s): Carl Cosio Claimant Lawyers(s): Randall C. Place Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Rafael Calleja Respondent Lawyers(s): Alise Johnson, Frederick S. Schrils, Neil S. Baritz Arbitrator(s): Muriel Desloovere, William R. Turner, David F. Simon Hearing Site: Tampa, FL
| | $248,874 |
09-05127 | 05/03/2010 | Claimant(s): Judith Polk-Sebring Claimant Lawyers(s): Randall C. Place Respondent(s): Steven Lockshin, City National Securities. Respondent Lawyers(s): Matthew A. Eisenstein Arbitrator(s): Steven R. Bralove, Douglas Earl McLaren, Joseph O'Donnell Hearing Site: Washington, DC
| | Expungement |
09-02695 | 03/19/2010 | Claimant(s): Betty Thomas, Trini Thomas Claimant Lawyers(s): Randall C. Place Respondent(s): Donald Wojnowski, Eduardo Cabrera, Ronald Eiger, Todd Havemeister, Wofai Offem, Empire Financial Group., Jesup & Lamont Securities Corp Respondent Lawyers(s): Sarah Y Khurana, Todd A. Zuckerbrod Arbitrator(s): Paul E. Flora Hearing Site: Orlando, FL
| | $140,225 |
08-03655 | 06/04/2009 | Claimant(s): Richard and Margaret Wassel Claimant Lawyers(s): Randall C. Place Respondent(s): Morgan Stanley & Co., Mary Meeker Respondent Lawyers(s): Jason M. Fedo Arbitrator(s): Raphael M. Kelly, Robert Finder, Floyd Edward Roberts Hearing Site: Orlando, FL
| | $0 |
08-03651 | 05/28/2009 | Claimant(s): Joseph Gorman Claimant Lawyers(s): Randall C. Place Respondent(s): Morgan Stanley & Co., Mary Meeker Respondent Lawyers(s): Jason E. Fedo Arbitrator(s): Mark C. Perry, George G. Kurschner, Bruce M. Alster Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504 |
07-02763 | 11/05/2008 | Claimant(s): Thomas Payant Claimant Lawyers(s): Randall C. Place Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Leslie R. Murtagh Arbitrator(s): Robert W. Kneeland, Kenneth R. Starr, Randall Simmons Smith Hearing Site: Tampa, FL
| | |
07-01653 | 05/23/2008 | Claimant(s): Steven Quint Claimant Lawyers(s): Randall C. Place Respondent(s): Citigroup Global Markets., Joseph Denicola Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL
| | $103,480 |