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FINRA Awards for Robert E. Anderson

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Displaying 51-60 out of 176 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0043612/08/2020Claimant(s): Sylvester Knox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Preston Martin
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
15-0314010/30/2020Claimant(s): Michael Magno
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Karimu F. Hill-Harvey, Robert E. Anderson, Adam S. King
Hearing Site: Syracuse, NY
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20-0053710/21/2020Claimant(s): Anthony Greier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0059210/16/2020Claimant(s): Dominick Dibona
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0012609/18/2020Claimant(s): Anthony Caravetta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0014808/20/2020Claimant(s): Robert Bruner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
19-0288308/14/2020Claimant(s): Thomas Grimm
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): John Parmigiani
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
19-0188007/24/2020Claimant(s): Matthew Lane
Claimant Lawyers(s): Paul E. Minnefor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Robert E. Anderson, Jay Alan Kranis, Richard Gaspare Dragotta
Hearing Site: Newark, NJ
19-0328707/21/2020Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
19-0044606/26/2020Claimant(s): Alan Gottlob
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Private Consulting Group.
Respondent Lawyers(s): Robert L. Keys
Arbitrator(s): Alan J. Blocher, Gordon M. Wase, Robert E. Anderson
Hearing Site: Wilmington, DE

176 Results

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