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FINRA Awards for Robert E. Anderson

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Displaying 31-40 out of 176 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0297707/16/2021Claimant(s): Joseph Silvestri
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
20-0260407/14/2021Claimant(s): Joseph Medina
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Cetera Advisors
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
21-0066607/14/2021Claimant(s): Ilan Segev
Claimant Lawyers(s): David Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Robert E. Anderson
Hearing Site: Boston, MA
20-0318006/03/2021Claimant(s): Chi-Hong Chu
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
20-0275705/21/2021Claimant(s): Thomas O'Rourke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
20-0345304/30/2021Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Dewayne Roberts
Respondent Lawyers(s): Dewayne Keith Roberts
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
20-0176804/16/2021Claimant(s): Dominic Carlo
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0194804/13/2021Claimant(s): Daniel Freebery
Claimant Lawyers(s): Daniel P. Freebery
Respondent(s): Jeffery Paytas, Fidelity Brokerage Services LLC, Nathaniel Wright
Respondent Lawyers(s): Joel M. Everest, Noah D. Sorkin
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
Checkmark Icon$300
20-0292404/12/2021Claimant(s): Lee Rawiszer, Paul Volpe
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Shawn Shook
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0317304/07/2021Claimant(s): Michael Nessim
Claimant Lawyers(s): Ross J. Kartez
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ

176 Results

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