| 08-02259 | 02/08/2012 | Claimant(s): Olga Basil, Pooroushasb Parineh, John Davoudi and Maro Davoudi, Majid Harirchi and Katayoun R. Harirchi, Mike Mashayekh and Jackie Mashayekh, Grace Purpura-Andriola TTEE FBO
Claimant Lawyers(s): Richard M. Kelly
Respondent(s): Farhang Oshidary, Grace Purpura-Andriola, Pari Jamshidi
Respondent Lawyers(s): Christopher Mader, Richard M. Kelly
Arbitrator(s): Herb Schwartz, Walter J. Huntley, Mary Kay Higgins Crockett
Hearing Site: San Francisco, CA
|  | $370,000 |
| 10-04395 | 02/03/2012 | Claimant(s): Peter Reddy
Claimant Lawyers(s): Esther Kim
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): John Patrick Kelly
Hearing Site: San Francisco, CA
| | $12,133 |
| 10-03886 | 02/02/2012 | Claimant(s): P. Anne Giannini
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): David McClurg, Joseph Niederkorn, Raymond Lent, Tracy McClurg, McClurg Capital Corporation, The McClurg Family Trust
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Thomas J. LoSavio, Michelle Judy Brant, James D. Murray
Hearing Site: San Francisco, CA
| | $23,000 |
| 10-01794 | 01/13/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Paul Hitchcock
Respondent Lawyers(s): Paul Gerard Hitchcock
Arbitrator(s): Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | |
| 09-06643 | 01/11/2012 | Claimant(s): Aslam Ahmed, Ayfer Ahmed
Claimant Lawyers(s): Irwin Stein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Crow, Patricia Williams
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Ferdinand Schoch, Ronald Chun, Charles Eugene Markley
Hearing Site: San Francisco, CA
| | $0 |
| 11-00730 | 01/10/2012 | Claimant(s): Cliff Liang
Claimant Lawyers(s): Cliff Liang
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Mark R. Topper
Hearing Site: San Francisco, CA
| | $0 |
| 09-06290 | 01/06/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Robert Chan
Respondent Lawyers(s): Christine A. Page
Arbitrator(s): David R. Finch, Martin J. Kotowski, James G. Gillivan
Hearing Site: San Francisco, CA
| | |
| 08-04498 | 01/06/2012 | Claimant(s): Judith Rutherford
Claimant Lawyers(s): Judith Rutherford
Respondent(s): Andrew Anagnostou, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth C. Mennemeier
Arbitrator(s): Richard B. Bullock, James S. Martin, Michael J. Fish
Hearing Site: San Francisco, CA
| | $0 |
| 10-04595 | 12/28/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Angelina E. Chew
Respondent(s): Tony Sanchez
Respondent Lawyers(s): Tony D. Sanchez
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | |
| 10-01793 | 12/20/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Rick Hansen
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | |
