| 15-00156 | 08/30/2016 | Claimant(s): Michael Hammel
Claimant Lawyers(s): Ryan Cook
Respondent(s): Michael Regina
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Mary Margaret Bush, Ralph L. Jacobson, Eric Carl Aker
Hearing Site: San Francisco, CA
|  | $183,232 |
| 16-00196 | 08/26/2016 | Claimant(s): Christopher Peters, E*Trade Securities LLC
Claimant Lawyers(s): Meredith F. Hoffman
Respondent(s): Mohammad Yazdi
Respondent Lawyers(s): Mohammad Yazdi
Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | Expungement |
| 15-02683 | 08/25/2016 | Claimant(s): MacKenzie Realty Capital.
Claimant Lawyers(s): Antony Buchignani
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William Ziering, Gary S. DeWeese, Javier Chavez
Hearing Site: San Francisco, CA
| | $0 |
| 15-01699 | 08/12/2016 | Claimant(s): Hoang Vu
Claimant Lawyers(s): Hoang Huy Vu
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
| | $0 |
| 15-02864 | 08/05/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Karimah Karah
Respondent Lawyers(s): Robert Diskint
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
| | |
| 15-00748 | 08/02/2016 | Claimant(s): Charles Mugrauer
Claimant Lawyers(s): Sheila Hollander
Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco
Respondent Lawyers(s): Chad Weaver, Elizabeth Poletti, Timothy N. Will
Arbitrator(s): Herb Schwartz, Robert Sachs Mandelson, Shirish Gupta
Hearing Site: San Francisco, CA
| | Expungement |
| 15-00407 | 07/27/2016 | Claimant(s): David Cross, Roberta Cross
Claimant Lawyers(s): Jeffrey L. Gaffney, Sheila Hollander
Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco
Respondent Lawyers(s): Chad Weaver, Timothy N. Will
Arbitrator(s): William W. Haskell, Michael Lancaster Garcia, Norman S. Nayfach
Hearing Site: San Francisco, CA
| | Expungement |
| 15-00885 | 07/26/2016 | Claimant(s): Roscoe Goehring, Sally Goehring
Claimant Lawyers(s): Sheila Hollander
Respondent(s): Ameriprise Financial Services., Randall Samson, Scott Esco
Respondent Lawyers(s): Chad Weaver, Elizabeth Poletti, Timothy N. Will
Arbitrator(s): Isidoro Berkman, Sterling N. Frost, Michael Craig Butterworth
Hearing Site: San Francisco, CA
| | Expungement |
| 14-02204 | 07/12/2016 | Claimant(s): Latif Ziyar
Claimant Lawyers(s): Brian N. Folland
Respondent(s): Jerry Lawless, Investment Centers Of America.
Respondent Lawyers(s): Jeffrey E. Fields
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | $4,550 |
| 16-00294 | 07/11/2016 | Claimant(s): Pearl Oliver-Perkins
Claimant Lawyers(s): Pearl Oliver-Perkins
Respondent(s): Terry Bailey
Respondent Lawyers(s): Terry Lee Bailey
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | $2,925 |
