22-00072 | 06/17/2022 | Claimant(s): Annette Findling Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Leon Fox Hearing Site: Chicago, IL
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20-00464 | 06/08/2022 | Claimant(s): William and Diane Cary Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Peter G. Wilson Arbitrator(s): Daniel R. Formeller, Leon Fox, John Pacocha Hearing Site: Chicago, IL
| | $250,600 |
21-00301 | 05/31/2022 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Leonard Weintraub Respondent(s): Barry Krumwiede, Bryan Schneider, Christopher Bowman Respondent Lawyers(s): James V. Garvey Arbitrator(s): Leon Fox, Christopher Crimer, Michele Braun Hearing Site: Chicago, IL
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21-02875 | 02/23/2022 | Claimant(s): John Jacobs Claimant Lawyers(s): David I. Hantman Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Leon Fox Hearing Site: Chicago, IL
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20-01200 | 02/11/2022 | Claimant(s): Frank Petrosino, James Salter Claimant Lawyers(s): Lainie E. Cohen Respondent(s): Paulson Investment Company, Joseph Hain, Timothy Touloukian Respondent Lawyers(s): Richard Roth, Steven C. Berman, Todd A. Zuckerbrod Arbitrator(s): Leon Fox, Dianne Marie Onichimowski, William James Shimanek Hearing Site: Chicago, IL
| | Expungement |
19-00633 | 11/01/2021 | Claimant(s): Chukwuemeka Nwasike Claimant Lawyers(s): Chiquita Hall-Jackson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Samuel Mauch Arbitrator(s): Mark L Miller, Leon Fox, Alicia Hilton Hearing Site: Chicago, IL
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20-02000 | 07/22/2021 | Claimant(s): Glen Ringwall, Mark Manion Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI
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21-00039 | 07/07/2021 | Claimant(s): Richard Swider Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Casey Dougherty, CCO Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI
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20-03147 | 06/23/2021 | Claimant(s): Brian Korienek, Justin Reppy Claimant Lawyers(s): Bruce Lewitas Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Leon Fox Hearing Site: Chicago, IL
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21-00022 | 06/01/2021 | Claimant(s): Norbert Filian Claimant Lawyers(s): Christopher Seps Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Leon Fox, Michael R. Sherwin, Stephen M. Parlier Hearing Site: Chicago, IL
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