FINRA Awards for Julie Fleming-Wolfe

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Displaying 11-18 out of 18 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01921	07/12/2011	Claimant(s): Claimant Lawyers(s): Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Roland L. Olzark, Earlene R. Baggett-Hayes, Howard T.D. Spence Hearing Site: Detroit, MI
10-02538	06/13/2011	Claimant(s): Marlon Dubinsky Claimant Lawyers(s): Gerald T. Laurie Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): John B. Orenstein, Natalie A. Roberts, Susan M. Sanger Hearing Site: Minneapolis, MN
09-06788	04/21/2011	Claimant(s): Spade Chan Claimant Lawyers(s): Mark P. Meuser Respondent(s): Bruce Bordelon, Ameriprise Financial Services., Johnny Ng Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Frank R Weaver, Nancy Hutt, Barbara M. Anscher Hearing Site: San Francisco, CA
09-05975	09/22/2010	Claimant(s): Ron Bekins Claimant Lawyers(s): Ron Bekins Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Frances D. Sheehy, Mary H. Cory, Charles R. Smith Hearing Site: Boca Raton, FL
09-05916	08/05/2010	Claimant(s): David Miller Claimant Lawyers(s): William G. Leonard Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Robert H. Putnam, George S. Willingham, Wallace T. Tanksley Hearing Site: Atlanta, GA
09-04785	07/09/2010	Claimant(s): Daniel Klein Claimant Lawyers(s): Christine A. Palmieri Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Susan C. Lushing, Joseph D. Cosgrove, Gregory J. Getz Hearing Site: New York, NY
07-02319	07/01/2008	Claimant(s): Eric Hansen Claimant Lawyers(s): Nicole A. Rizzo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Lucy J. Karl, Peter L. Curry, Jeffrey P. Petrucelly Hearing Site: Boston, MA
06-05318	10/25/2007	Claimant(s): Ann Serrato Claimant Lawyers(s): Michael C. Deutsch Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Jerry H. Friedland, Richard I. Topus, Barbara Mark-Dreyfuss Hearing Site: Phoenix, AZ