17-02535 | 04/19/2018 | Claimant(s): Mitchell Horst Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Judy Louie Arbitrator(s): Michael John Florio Hearing Site: Las Vegas, NV
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17-00430 | 03/05/2018 | Claimant(s): Alan Fields Claimant Lawyers(s): Jon E. Drucker Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward Walton Arbitrator(s): John E. Ohashi, Neil S. Jasper, Michael John Florio Hearing Site: Los Angeles, CA
| | $0 |
16-02678 | 01/03/2018 | Claimant(s): Richard Long Claimant Lawyers(s): I. Donald Weissman Respondent(s): J.P. Morgan Securities, Ruben Cavada Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Elliott David Finkel, Michael John Florio, John R Sustersic Hearing Site: Los Angeles, CA
| | $0 |
17-00532 | 12/28/2017 | Claimant(s): Aaron Delsignore Claimant Lawyers(s): Cory Braddock Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Erin Weesner-McKinley Arbitrator(s): Michael John Florio Hearing Site: Las Vegas, NV
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16-01140 | 10/24/2017 | Claimant(s): Leticia Castro, GrupoMex Holdings Claimant Lawyers(s): Chaz R. Brown, John Rogers Respondent(s): James Fellus, Pershing LLC, John Burke, Lawrence Sanicola, Braver Stern Securities LLC Respondent Lawyers(s): Andrew R. Harvin, James Benjamin Fellus, Lawrence Sanicola, Thomas G. Amon Arbitrator(s): Michael Dean, Kendall C. Reed, Michael John Florio Hearing Site: Las Vegas, NV
| | $0 |
15-01665 | 11/22/2016 | Claimant(s): Praveen Chandra Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Mary M. O'Neil, Brent J. Rosenbaum, Michael John Florio Hearing Site: Las Vegas, NV
| | $0 |
14-03641 | 11/09/2016 | Claimant(s): Joseph Guglielmo, JFG Music, King Edward Baltimore, Leland Hotel Development Claimant Lawyers(s): Richard B. Fosher Respondent(s): Morgan Stanley Respondent Lawyers(s): Melissa M. Muehfeld Arbitrator(s): Mary M. O'Neil, Michael John Florio, Cynthia Ruth Saffir Hearing Site: Los Angeles, CA
| | Expungement |
16-00722 | 09/16/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Thomas Kopshever Respondent(s): David Fahey Respondent Lawyers(s): David John Fahey Arbitrator(s): Michael John Florio Hearing Site: Los Angeles, CA
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15-02911 | 06/23/2016 | Claimant(s): Michelle Roberts Claimant Lawyers(s): Michelle M. Roberts Respondent(s): Mark Otta, Monica John, RBC Capital Markets LLC, Stanley Cooper Respondent Lawyers(s): Michael M. Gless Arbitrator(s): Michael John Florio Hearing Site: Los Angeles, CA
| | Expungement |
13-02770 | 12/10/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Christopher Gallo Respondent Lawyers(s): Scott R. Shewan Arbitrator(s): Barry A. Mainardi, Michael G. Clark, Michael John Florio Hearing Site: Las Vegas, NV
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