Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02525 | 03/12/2021 | Claimant(s): Melisa Lloyd Claimant Lawyers(s): Stephan Louviere Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02477 | 02/24/2021 | Claimant(s): Timothy Davis Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 20-02379 | 02/16/2021 | Claimant(s): Matthew Mason Claimant Lawyers(s): Stephan Louviere Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 20-02314 | 02/09/2021 | Claimant(s): Christopher Paglia Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 20-02334 | 02/02/2021 | Claimant(s): Titus Allen Claimant Lawyers(s): Stephan Louviere Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | ||
| 20-01466 | 01/29/2021 | Claimant(s): Kevin Janus Claimant Lawyers(s): Stephan Louviere Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 20-01820 | 01/29/2021 | Claimant(s): Douglas Padden Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 19-02604 | 01/29/2021 | Claimant(s): Jeffrey Mogensen, Rhonda Mogensen Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Paul H. Lamboley Hearing Site: Salt Lake City, UT |  | Expungement |
| 20-01980 | 01/25/2021 | Claimant(s): Paul Barry Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert J. Ambrogi Hearing Site: Manchester, NH | ||
| 20-02244 | 01/22/2021 | Claimant(s): Gary Nuccio Claimant Lawyers(s): Stephan Louviere Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Anna Lascar Hearing Site: New York, NY |