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FINRA Awards for Stephan Louviere

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Displaying 11-20 out of 85 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0287204/12/2024Claimant(s): David Peyser
Claimant Lawyers(s): Stephan Louviere
Respondent(s): PNC Investments
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
23-0286703/13/2024Claimant(s): Richard Stewart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Karen H. Chapman
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
23-0247903/08/2024Claimant(s): Kevin Mcbarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
23-0222203/01/2024Claimant(s): Wendy Wheeler
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Susan E. Maloney
Hearing Site: Hartford, CT
23-0222702/01/2024Claimant(s): Guy Angiuoni
Claimant Lawyers(s): Stephan Louviere
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
23-0204301/26/2024Claimant(s): Charles Teixeira
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): John Michael Bergin
Hearing Site: New York, NY
21-0275401/02/2024Claimant(s): Jeffrey Nemesi
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Falcon Square Capital
Respondent Lawyers(s): Paul J. Bazil
Arbitrator(s): Jeffrey R. Brown, Margaret Elizabeth Gee, Danny Lynn Ingram
Hearing Site: Raleigh, NC
23-0185212/21/2023Claimant(s): Dario Ochoa
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
23-0173512/21/2023Claimant(s): Craig Splan
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Michael S. Matek
Hearing Site: Kansas City, MO
23-0137012/18/2023Claimant(s): Jorge Vielledent
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Donald Dreyfus
Hearing Site: Albuquerque, NM

85 Results

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