| 19-02864 | 02/04/2021 | Claimant(s): Philip Rosensweig
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Morgan Stanley, GunnAllen Financial, Cantella & Co.., Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Christopher M. Sacco, Deborah Anne Williams, Jay Lanstein
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 19-01255 | 12/18/2020 | Claimant(s): Lorraine Bateh Meide, Phillip G. Meide
Claimant Lawyers(s): Charles A. Sorenson
Respondent(s): Morgan Stanley, Neil Powell
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kenneth J. Bennett, Cindy L. Anderson, Darryl C. Wilson
Hearing Site: Jacksonville, FL
|  | $0 |
| 19-03841 | 12/08/2020 | Claimant(s): Alex Muscati
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley, Wachovia Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anthony Paduano, Christopher M. Sacco, Joelle A. Simms, Patricia E. Cowart
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 19-01868 | 08/28/2020 | Claimant(s): Mary Hawks, Paul Hawks
Claimant Lawyers(s): Paul Hawks
Respondent(s): Alex Muscati, Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | $0 |
| 19-00565 | 05/21/2020 | Claimant(s): Jamie Margulies, on Behalf of His IRA
Claimant Lawyers(s): Jamie Margulies
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $0 |
| 19-00288 | 10/11/2019 | Claimant(s): Donald Wojnowski
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | |
| 18-03468 | 07/12/2019 | Claimant(s): Luis Alayo Riera
Claimant Lawyers(s): Joshua A Katz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 19-00505 | 05/23/2019 | Claimant(s): Barbara Zech
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 18-04018 | 05/13/2019 | Claimant(s): Alyssa Rakovich
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | |
| 17-01284 | 04/18/2019 | Claimant(s): Vincent Kimberly Del Corso Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): John P. Cullem, David M. Snyder, Philip L. Manczak
Hearing Site: Tampa, FL
| | Expungement |
