| 19-02880 | 05/15/2020 | Claimant(s): Glenn Wittpenn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
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| 17-01489 | 02/14/2020 | Claimant(s): Alexander Martinelli, Christopher Herlihy, Jonathan Galli, Paul Connolly
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): David Wertz Ellis, John George Neylon, Charles R Markham
Hearing Site: Boston, MA
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| 18-02246 | 01/06/2020 | Claimant(s): Kevin Yang
Claimant Lawyers(s): David E. Robbins
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Scarlett L. Freeman
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
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| 19-01647 | 12/19/2019 | Claimant(s): Lily Pirouzian
Claimant Lawyers(s): Joshua C. Klein
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 17-01406 | 11/14/2019 | Claimant(s): Mark Sullivan, Richard Dellarusso
Claimant Lawyers(s): Robert R. Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Mary Lou McGanney, Robert E. Anderson, Jay F. Frascella
Hearing Site: New York, NY
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| 15-03186 | 09/17/2019 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Stephen M Kramarsky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carl Mills
Arbitrator(s): Leonard M. Bakal, Susan E. Harkins, Margaret Else Nelson
Hearing Site: New York, NY
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| 17-01632 | 09/06/2019 | Claimant(s): Andrew Firstman, Christian Cram, Mark Horncastle
Claimant Lawyers(s): Jessica A. Murzyn
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Janene Marasciullo
Arbitrator(s): Barbara Black, Birdel Franklin Jackson, Karen M Kassouf
Hearing Site: Atlanta, GA
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| 17-00057 | 05/07/2019 | Claimant(s): Anna Winderbaum, Joseph Lerner
Claimant Lawyers(s): Robert R. Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Victoria Sloan Lin
Arbitrator(s): Martin Izaak, Sandra J. Mullings, Douglas F. Stone
Hearing Site: New York, NY
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| 17-00611 | 04/15/2019 | Claimant(s): Neal Carlson
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David J. Clark
Arbitrator(s): Brian James Tagtmeier, Gary Jason Fischman, R. Michelle Boldon
Hearing Site: Houston, TX
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| 17-00112 | 03/04/2019 | Claimant(s): David Greene
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David S. Poppick
Arbitrator(s): Clare R. Goldfarb, Peggy Lewis Kennedy, James David Askren
Hearing Site: Atlanta, GA
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