| 12-04119 | 01/06/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): William Gourd
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Mary L. Merkle, Keely D. Parr, Robert Elliot Harrison
Hearing Site: New York, NY
| | |
| 12-02380 | 12/20/2013 | Claimant(s): Devis Zgrinskic
Claimant Lawyers(s): David Hirschberg
Respondent(s): Joseph DiMauro, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino
Arbitrator(s): J. Julie Jason, Keely D. Parr, Richard Gee
Hearing Site: New York, NY
| | |
| 10-01969 | 12/09/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Robert Giusti
Respondent Lawyers(s): Robert Giusti
Arbitrator(s): Joseph J. Arata, Paul Kanischak, Keely D. Parr
Hearing Site: New York, NY
| | |
| 11-00598 | 08/15/2013 | Claimant(s): Serge Nahas
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): David Finnegan, Keely D. Parr, Linda J. Baer, Michael F. Spellman
Hearing Site: New York, NY
| | |
| 13-00099 | 06/28/2013 | Claimant(s): Sheila Schweky
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
|  | $0 |
| 12-02362 | 06/13/2013 | Claimant(s): Gregory Kiernan
Claimant Lawyers(s): Gregory Kiernan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina P. Martorana
Arbitrator(s): David L. Binhak, Keely D. Parr, Robert Bartels
Hearing Site: New York, NY
| | $67,254 |
| 11-04486 | 05/15/2013 | Claimant(s): Marla Behrman
Claimant Lawyers(s): Eric J. Brenner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson
Respondent Lawyers(s): Brian J. Ellis, Jay W. Freiberg
Arbitrator(s): Keely D. Parr, Thomas E. Mehrtens, Morton L. Gitter
Hearing Site: New York, NY
| | Declaratory judgment about designated beneficiaries. |
| 12-03018 | 04/16/2013 | Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Dennis Hanrahan
Respondent Lawyers(s): Dennis Christopher Hanrahan
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | |
| 11-03524 | 11/16/2012 | Claimant(s): Lucy Patriarca
Claimant Lawyers(s): Gary E. Roth
Respondent(s): Louis Parks, Peter Bulger, C. L. King & Associates.
Respondent Lawyers(s): Lisa F. Joslin
Arbitrator(s): Keely D. Parr, Ernesto V. Luzzatto, David J. Weisenfeld
Hearing Site: New York, NY
| | |
| 11-01701 | 08/15/2012 | Claimant(s): Albert Lazarus
Claimant Lawyers(s): Arthur P Fisch
Respondent(s): Eric Diton, UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Kinchen C. Bizzell, Keely D. Parr, Michele S. Riley
Hearing Site: New York, NY
| | $0 |
