| 19-02739 | 04/08/2020 | Claimant(s): Paula Steinberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
| | |
| 19-01704 | 01/06/2020 | Claimant(s): Shi Zhou
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wilmington Capital Securities
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
| | |
| 18-01685 | 02/14/2019 | Claimant(s): Bryan Schnabolk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Monarch Financial Corporation Of America
Respondent Lawyers(s): Louis Rich
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
| | |
| 09-06998 | 06/18/2013 | Claimant(s): Burton Langer
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Charles Schwab & Co.., Matthew Weitzman
Respondent Lawyers(s): Frank J. Cuccio, Matthew Weitzman
Arbitrator(s): Mark Mendley, Michael Peter Yahr, Michael S. Lazan
Hearing Site: New York, NY
|  | $2,750,000 |
| 08-01128 | 07/08/2010 | Claimant(s): Estate of David Grynberg
Claimant Lawyers(s): Michael Grynberg
Respondent(s): TD Ameritrade., Michael Grynberg
Respondent Lawyers(s): James J. Vihstadt, Michael Grynberg
Arbitrator(s): Rebecca A. Novak, Daniel A. Dolan, Michael S. Lazan
Hearing Site: New York, NY
| | $0 |
| 08-04211 | 03/24/2010 | Claimant(s): Claudia Srour
Claimant Lawyers(s): James C. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth I. Schacter
Arbitrator(s): Joel P. Mellis, Michael S. Lazan, Howard L. Haykin
Hearing Site: New York, NY
| | |
| 08-01653 | 10/15/2009 | Claimant(s): Francois Pages
Claimant Lawyers(s): Hollis Gonerka Bart
Respondent(s): Calyon Securities (USA) Inc
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Annette B. Meyers, Michael S. Lazan, Paul R. Walsh
Hearing Site: New York, NY
| | |
| 05-05422 | 11/14/2008 | Claimant(s): DDIM Holdings, Riverside Holdings, L.L.P.,
Claimant Lawyers(s): William Dahill
Respondent(s): Goldman, Sachs and Company, Sofia Frankel
Respondent Lawyers(s): Michael Dell
Arbitrator(s): Michael Ross, Michael S. Lazan, Doris B. Nathan
Hearing Site: New York, NY
| | $0 |
| 04-05843 | 01/08/2008 | Claimant(s): Helen Wolff, The Helen Wolff Revocable Trust
Claimant Lawyers(s): Rosalind Robertson
Respondent(s): Ernest Caponegro, Herbert Kurinsky, Patrick Flanagan, Robert Rabinowitz, William Kurinsky, First Montauk Securities Corp.
Respondent Lawyers(s): Matthew Tracy, Vincent P. Pozzuto
Arbitrator(s): Robert A. Vaccaro, Michael S. Lazan, Howard A. Baker
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 07-01124 | 12/18/2007 | Claimant(s): Neil Snoep
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): J.P. Morgan Securities.
Respondent Lawyers(s): Todd A. Gutfleisch
Arbitrator(s): Gilbert F. Bach, Paul Schiffres, Michael S. Lazan
Hearing Site: New York, NY
| | |
