13-03203 | 12/29/2014 | Claimant(s): Patricia Dennis Claimant Lawyers(s): Jason P. Ramos Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Edith N. Dinneen, Augusto V. Perrotta, Gary E. Marcus Hearing Site: Tampa, FL
| | $0 |
13-02712 | 09/17/2014 | Claimant(s): Cynthia Capozzoli, Frank Capozzoli Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert R. Warchola Arbitrator(s): Edith N. Dinneen Hearing Site: Orlando, FL
| | $88,394 |
13-01243 | 07/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Edith N. Dinneen, Karl A. Vogeler, Erin Kathleen Linehan Hearing Site: Tampa, FL
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14-00110 | 06/02/2014 | Claimant(s): AXA Advisors, AXA Network, L.L.C Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Michael Grattan Respondent Lawyers(s): Michael Ziegler Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL
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12-03284 | 04/15/2014 | Claimant(s): Christa Collins, Justus Essman Claimant Lawyers(s): Adam T. Rabin Respondent(s): LPL Financial LLC, UVEST Financial Services Group. Respondent Lawyers(s): Peter W. Howell, Sara B. Davis Arbitrator(s): Brian G. Mooney, Edith N. Dinneen Hearing Site: Tampa, FL
| | Expungement |
11-02369 | 07/12/2013 | Claimant(s): Paula Dumas Claimant Lawyers(s): Joel Ewusiak Respondent(s): Gordon Jones, Donald L. Hagan d/b/a Day Hagan Respondent Lawyers(s): Andrew Clayton Arbitrator(s): Edith N. Dinneen, Darryl C. Wilson, Keith M. Crouse Hearing Site: Tampa, FL
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11-03693 | 04/09/2013 | Claimant(s): Christine Erickson, William Erickson Claimant Lawyers(s): John R. Kiefner Respondent(s): Ameriprise Financial Services., Lance Becatti Respondent Lawyers(s): Geddes D. Anderson Arbitrator(s): Edith N. Dinneen, Deborah J. Powell, Andrea Bailey Hearing Site: Tampa, FL
| | $0 |
11-03486 | 10/25/2012 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Todd Ratner Respondent(s): Kenneth Klespies Respondent Lawyers(s): John R. Kiefner Arbitrator(s): Ronald H. Walton, Edith N. Dinneen, Marilyn K. Dirks Hearing Site: Tampa, FL
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11-03503 | 08/21/2012 | Claimant(s): Joe Forrest Claimant Lawyers(s): Ronald W. Chapman Respondent(s): Paul Arnold Respondent Lawyers(s): Paul Arnold Arbitrator(s): Bernard S. Carrey, Edith N. Dinneen, Diana A. Weiner Hearing Site: Tampa, FL
| | $986,135 |
09-06545 | 02/10/2011 | Claimant(s): Empire Financial Group. Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Gregory Roper Respondent Lawyers(s): James A. McGovern Arbitrator(s): Edith N. Dinneen, George E. Bouse, Noel K. Evans Hearing Site: Tampa, FL
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