Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02703 | 04/08/2022 | Claimant(s): Richard Zane, Zane Family Trust U/A DTD 10/24/1997 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Anthony Duckworth, Glen Haddock Respondent Lawyers(s): Gerard J. Kowalski Arbitrator(s): Kip C Lubcke, Kenneth J. Horowitz, Stephen L. Lister Hearing Site: Jersey City, NJ |  | Expungement |
| 21-02570 | 03/09/2022 | Claimant(s): Daniel Rosen Claimant Lawyers(s): Daniel Rosen Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg M. Scanlon Arbitrator(s): Jack Friedman Hearing Site: Jersey City, NJ | | $300 |
| 21-01636 | 03/08/2022 | Claimant(s): James Dy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 21-02049 | 03/02/2022 | Claimant(s): Michael Piccolo Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers, Jr. Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ | ||
| 20-03138 | 02/22/2022 | Claimant(s): Brian Rieman Claimant Lawyers(s): Jennifer Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ | ||
| 21-01781 | 02/18/2022 | Claimant(s): Donald Albach Claimant Lawyers(s): Stephan Louviere Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ | ||
| 21-02245 | 02/15/2022 | Claimant(s): Aftab Sandhu Claimant Lawyers(s): Aftab Sandhu Respondent(s): Robinhood Financial Respondent Lawyers(s): Jonathan J. Brennan Arbitrator(s): Edward W. Morris Hearing Site: Jersey City, NJ | | $2,500 |
| 21-02277 | 02/14/2022 | Claimant(s): Jeffrey Rosenblum Claimant Lawyers(s): Stephan Louviere Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Jeffrey Alan Helewitz Hearing Site: Jersey City, NJ | ||
| 21-02456 | 02/02/2022 | Claimant(s): Robert Clear Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-03805 | 02/02/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Christopher B. Jones Respondent(s): LPL Financial LLC, Ronald Paull Respondent Lawyers(s): Kelsey Vasko, Nancy L. Hendrickson Arbitrator(s): Peter L. Michaelson Hearing Site: Jersey City, NJ | | Expungement |