| 21-01329 | 11/24/2021 | Claimant(s): Goran Bojovski
Claimant Lawyers(s): Robert E. Goldberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Maria V. Martin
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 20-03168 | 11/23/2021 | Claimant(s): Angela Dugan, Anthony Ghibesi, The Estate of Ralph Ghibesi, Angela Dugan IRA, Anthony Ghibesi IRA
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
|  | Expungement |
| 21-00899 | 10/12/2021 | Claimant(s): Mark Scordato
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Louis H Miron, Linda T. Pellegrino, Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | |
| 19-02202 | 09/13/2021 | Claimant(s): Scott Ratajczak
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Catherine Stewart, Robert E. Anderson, John Herbert Grefe
Hearing Site: Jersey City, NJ
| | |
| 20-00739 | 08/24/2021 | Claimant(s): Raymond Martin
Claimant Lawyers(s): Raymond Martin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Mark G. Materna
Arbitrator(s): Kip C Lubcke, Edward W. Morris, Howard Alan Grinsberg
Hearing Site: Jersey City, NJ
| | $0 |
| 21-00220 | 08/06/2021 | Claimant(s): Shaun Stein
Claimant Lawyers(s): Brian Luther
Respondent(s): National Securities Corporation, J.P. Turner & Company
Respondent Lawyers(s): David Feldstein, Emily A. Hayes
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 20-03554 | 08/03/2021 | Claimant(s): Joan Rudnick, Oak Trail Associates LLC, Oak Trail, II
Claimant Lawyers(s): Ernest Edward Badway
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Linda J. Baer, Marvin L. Schuldiner, Lucille Theresa Alfano
Hearing Site: Jersey City, NJ
| | $642,610 |
| 20-03692 | 08/02/2021 | Claimant(s): Chi-Hong Chu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 19-01094 | 07/26/2021 | Claimant(s): Alfred Papetti, Stephen Papetti
Claimant Lawyers(s): Max Folkenflik
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Fred S. Pieroni, Julian F. Santos, Andrea Horowitz
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-01435 | 07/22/2021 | Claimant(s): Christopher DiGregorio
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
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