| 20-01175 | 12/16/2021 | Claimant(s): John Palombo
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): G. Maynard Green, Daniel J. Pagnano, Brian James Tagtmeier
Hearing Site: Houston, TX
| | |
| 20-01181 | 08/20/2021 | Claimant(s): Brandon Dabdoub, McKenzee Dabdoub
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Thomas A. Martin, G. Maynard Green, Andrea Joan Douglas
Hearing Site: Houston, TX
|  | Expungement |
| 21-00596 | 08/16/2021 | Claimant(s): Robert Rendzio
Claimant Lawyers(s): Robert J. Rendzio
Respondent(s): Spiros Stefanatos, Allied Millennial Partners
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
| | $0 |
| 20-04054 | 06/03/2021 | Claimant(s): Eileen Moody
Claimant Lawyers(s): John S. Moody
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | Expungement |
| 19-03809 | 05/27/2021 | Claimant(s): Gerardo Brauer, Reyna Reichert
Claimant Lawyers(s): Gerardo Brauer
Respondent(s): John McDermott, UBS Financial Services Inc., Paul Campbell, Robert McCann
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Thomas A. Cipolla, G. Maynard Green, Robin Pacholder
Hearing Site: Houston, TX
| | $0 |
| 20-02800 | 05/21/2021 | Claimant(s): Ying Zhao
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
| | |
| 20-02603 | 03/29/2021 | Claimant(s): Ganesh Iyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 20-01479 | 02/04/2021 | Claimant(s): Howard Lorch, Patricia Bonnot
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham Esq., Jennifer E. Novoselsky
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 20-01127 | 10/12/2020 | Claimant(s): Dustin Elliott
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 20-00056 | 05/04/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R. Bynum
Respondent(s): Timothy Murphy
Respondent Lawyers(s): Timothy Matthew Murphy
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
