Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00196 | 08/18/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL | ||
| 20-00005 | 07/27/2020 | Claimant(s): Dustin Christopherson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): William M. Azkoul Hearing Site: Minneapolis, MN | ||
| 19-02661 | 05/07/2020 | Claimant(s): Patricia Loris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL | ||
| 19-03294 | 04/07/2020 | Claimant(s): Robert Warther Claimant Lawyers(s): James P. Galvin Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): Diane M. Perry, Robert G. Geeseman, Tiffany Ann Taylor Hearing Site: Boca Raton, FL | ||
| 19-02291 | 03/23/2020 | Claimant(s): Tiow Chan Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN | ||
| 19-02884 | 03/04/2020 | Claimant(s): Securities America. Claimant Lawyers(s): Chad Weaver Respondent(s): Ryan Kaufman Respondent Lawyers(s): Ryan Thomas Kaufman Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA | ||
| 19-00868 | 11/07/2019 | Claimant(s): Daniel Wolff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Nicholas John Taldone Hearing Site: Tampa, FL | ||
| 19-00011 | 10/10/2019 | Claimant(s): Garret Morgan Claimant Lawyers(s): Scott E. Rahn Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 17-01674 | 08/22/2019 | Claimant(s): Richard Wagenfeld Claimant Lawyers(s): Val D. Hornstein Respondent(s): J.P. Morgan Securities, Securities America., Michael Long Respondent Lawyers(s): Chad Weaver, Michael J. Charlillo Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Jonathan Polland Hearing Site: San Francisco, CA |  | $0 |
| 18-01429 | 08/21/2019 | Claimant(s): Harry Paez Claimant Lawyers(s): Harry Paez Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): James A. Bush, John M Wilson, Thomas L. Marshall Hearing Site: San Diego, CA |