| 14-01091 | 02/08/2016 | Claimant(s): Burton D. Schnierow IRA, The Burton D. Schnierow Trust U/A 10/29/
Claimant Lawyers(s): Katrina M. Boice, Philip M. Aidikoff
Respondent(s): Unionbanc Investment Services.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): David W. Dresnick, Robert Dean McKinley, Brent Eric Zepke
Hearing Site: Los Angeles, CA
|  | $450,000 |
| 14-02615 | 12/29/2015 | Claimant(s): Paul Heimberg, 1650 Sunflower 12, Warminster Business Center TIC 19, Paul A. Heimberg Trust dated Aug.22,2007
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Rabinder Sekhon, Cincinnati Analysts.
Respondent Lawyers(s): Jeffrey E. Fields, Jordan D. Maglich
Arbitrator(s): Herbert Leslie Greenberg, Arthur T. Berggren, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-02861 | 11/24/2015 | Claimant(s): Narinder Grewal, Pritpal Grewal, Shannon Grewal, Yuvraj Grewal, Narinder S. Grewal,MD Defined Benefit
Claimant Lawyers(s): Anthony L. Vitullo, Austin H. England
Respondent(s): Naveen Bhagwani, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Naveen K. Bhagwani, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Laurent C. Vonderweidt, Steven J. Feldman, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | $1,889,260 |
| 13-01022 | 06/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Carole Miller
Respondent(s): Derek Greeff
Respondent Lawyers(s): Steven R. Young
Arbitrator(s): Morris S. Getzels, Robert Dean McKinley, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | |
| 14-02813 | 03/12/2015 | Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Scott Rahn
Respondent(s): F. Carter Newton
Respondent Lawyers(s): F. Carter Newton
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-01263 | 02/04/2015 | Claimant(s): Willie Flores
Claimant Lawyers(s): Eric A. Woosley
Respondent(s): Christopher Ariola
Respondent Lawyers(s): Christopher B. Ariola
Arbitrator(s): Mary M. O'Neil, Robert Dean McKinley, David K. Slay
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03623 | 04/28/2014 | Claimant(s): Deanna Buchholz
Claimant Lawyers(s): Jody L. Winter
Respondent(s): Cambridge Investment Research Advisors,, Cambridge Investment Research.
Respondent Lawyers(s): Sam Y. Edgerton
Arbitrator(s): Richard J. Stall, Robert Dean McKinley, Brant Jackson Griffin
Hearing Site: Los Angeles, CA
| | |
| 13-00871 | 10/22/2013 | Claimant(s): Walter Bell
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Robert Dean McKinley
Hearing Site: Jackson, MS
| | $0 |
| 13-00615 | 10/04/2013 | Claimant(s): Stephen Epstein
Claimant Lawyers(s): Stephen Samuel Epstein
Respondent(s): Duc Tran, Joseph Pates
Respondent Lawyers(s): Duc Tien Tran, Joseph L. Pates
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | |
| 11-03452 | 08/16/2013 | Claimant(s): Betty Saleh, Patrick FitzWilliam
Claimant Lawyers(s): Maxwell M. Blecher
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Michael Gardner, Richard Lanni
Respondent Lawyers(s): Jerry S. Phillips, John Erikson
Arbitrator(s): Robert A. Lombardi, Dennis A. Torres, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | $435,380 |
