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FINRA Awards for Pittsburgh, PA

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Displaying 71-80 out of 183 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0191511/13/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles M. Jenkins
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
15-0327010/11/2017Claimant(s): Estate of Antoinette Peloso
Claimant Lawyers(s): Jeffrey Hellman
Respondent(s): David Lerner Associates., David Beckerman
Respondent Lawyers(s): Eugene Small
Arbitrator(s): James T. Carney, Rosemary Christina Crawford, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
16-0048510/06/2017Claimant(s): Edward Villella, Mary Villella
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): Stephen D Kursman, Michael S. Berman, Joseph Weinkle
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
15-0293809/21/2017Claimant(s): Charles Kibler
Claimant Lawyers(s): Adam G. Anderson
Respondent(s): Donald Smith, Provident Private Capital Partners., Provident Wealth Management.
Respondent Lawyers(s): Ryan O. Hemminger
Arbitrator(s): David M. Panko, Mary Kathleen Coleman, Mark A. Sipper
Hearing Site: Pittsburgh, PA
17-0079209/19/2017Claimant(s): Janet Ritz
Claimant Lawyers(s): Michael J Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Stephen D Kursman
Hearing Site: Pittsburgh, PA
Checkmark Icon$7,800
13-0239108/18/2017Claimant(s): Jeffrey Walter
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): PNC Investments
Respondent Lawyers(s): Raymond M. Ripple
Arbitrator(s): Jeffrey M. Bain, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
16-0059707/13/2017Claimant(s): Francis Aiello
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Citizens Securities.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): David M. Panko, Jay H. Feldstein, Miles David Braverman
Hearing Site: Pittsburgh, PA
16-0052306/07/2017Claimant(s): Joseph Ritz, Susan Ritz
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael D. McDowell, Stuart C. Gaul, Carole Katz
Hearing Site: Pittsburgh, PA
Checkmark Icon$110,425
16-0308106/05/2017Claimant(s): Robert Lieb
Claimant Lawyers(s): Robert Alan Lieb
Respondent(s): William Miller
Respondent Lawyers(s): William Miller
Arbitrator(s): Michael D. McDowell, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
Expungement
15-0298305/30/2017Claimant(s): George Miller
Claimant Lawyers(s): Michael J. Bruzzese
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John W. Eichleay, Justin Henry McCarthy, Barry J. Lipson
Hearing Site: Pittsburgh, PA
Checkmark Icon$152,130

183 Results

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