| 11-03818 | 11/20/2012 | Claimant(s): George Beard
Claimant Lawyers(s): J. Zachary Zatezalo
Respondent(s): Carrie Bowman, Janney Montgomery Scott LLC
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Mark K. Gubinsky, John T. Meredith, G. Daniel Carney
Hearing Site: Pittsburgh, PA
|  | Expungement |
| 11-04410 | 11/20/2012 | Claimant(s): Chris Stovic
Claimant Lawyers(s): Chris Stovic
Respondent(s): Christopher Gent, Christopher O'Meara, Henry Kaufman, John Akers, John Macomber, Marsha Evans, Michael Anslie, Richard Fuld, Roger Berlind, Roland Hernandez, Thomas Cruikshank
Respondent Lawyers(s): Joshua Klein, Kathleen N. Massey, Todd S. Fishman
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Pittsburgh, PA
| | $325 |
| 11-04100 | 10/23/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Steven P. Pherson
Respondent(s): William Perfett
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
| | |
| 11-00484 | 10/10/2012 | Claimant(s): James Bordas, Linda Bordas
Claimant Lawyers(s): J. Zachary Zatezalo
Respondent(s): Wells Fargo Advisors, Ernest Coffindaffer
Respondent Lawyers(s): Meredith Cavallaro
Arbitrator(s): Michael R. Stabile, G. Daniel Carney, John P. Abriola
Hearing Site: Pittsburgh, PA
| | $98,250 |
| 11-01011 | 08/07/2012 | Claimant(s): Jack Goldsmith, FMTC Custodian IRA Rollover Provision FB
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): Fred Galovich, Galovich Financial Planning Services, WRP Investments.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Garry Lee Hogan, Jay H. Feldstein, Michael R. Stabile
Hearing Site: Pittsburgh, PA
| | $410,000 |
| 12-00541 | 06/27/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Michael O'Donnell
Respondent Lawyers(s): Michael Joseph O'Donnell
Arbitrator(s): Emily J. Lewis
Hearing Site: Pittsburgh, PA
| | |
| 11-00915 | 06/22/2012 | Claimant(s): Grace Seitz, Harry Seitz
Claimant Lawyers(s): Nicholas A. Miller
Respondent(s): Kimberly Fleming, Maryann Siebert, Hefren & Tillotson., Hefren-Tillotson.
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Jeffrey M. Bain, Michael S. Berman, George H. Perich
Hearing Site: Pittsburgh, PA
| | Expungement |
| 10-04590 | 05/24/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Reim
Respondent Lawyers(s): Vicki Kuftic Horne
Arbitrator(s): Barry Goldman, Paul H. McKenna, James G. Kirk
Hearing Site: Pittsburgh, PA
| | |
| 10-03275 | 04/19/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan Weinreich
Respondent(s): Grant Mellon
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Emily J. Lewis
Hearing Site: Pittsburgh, PA
| | |
| 10-05533 | 02/28/2012 | Claimant(s): Frank Porco, Mary Porco
Claimant Lawyers(s): Rebecca J. Maziarz
Respondent(s): Thomas Brancazio, U.S. Bancorp Investments.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Donald J. Gilbert, Michael C. Hanzel, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
| | $0 |
