Potomac Analytics' Logo

FINRA Awards for Michael J. Ahlstrom

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 71-80 out of 106 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0437007/18/2019Claimant(s): Malon Wickham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
18-0275403/28/2019Claimant(s): Mickey Owen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric J. Chartan
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
18-0062303/07/2019Claimant(s): Deborah Debow
Claimant Lawyers(s): Ann Marie Fitz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Brock B. Gordon
Hearing Site: Columbia, SC
17-0076502/13/2019Claimant(s): The Malave-Torres Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Michael J. Ahlstrom, Cheryl E. Winton, Mark Ritchie
Hearing Site: San Juan, PR
Checkmark IconExpungement
18-0259701/08/2019Claimant(s): Peggy Russell
Claimant Lawyers(s): Edward M. Bearman
Respondent(s): Richard Burt
Respondent Lawyers(s): Richard Allen Burt
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
Checkmark Icon$300
18-0076501/04/2019Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
18-0037610/16/2018Claimant(s): Marsha Neuenschwander
Claimant Lawyers(s): Marsha M. Neuenschwander
Respondent(s): Elsa Cazares, James Neuenschwander, Michael Neuenschwander
Respondent Lawyers(s): Robert E. Menje
Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Coleman Robert Perry
Hearing Site: Nashville, TN
Checkmark Icon$0
18-0017410/05/2018Claimant(s): John Scott
Claimant Lawyers(s): David W. Erb
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
17-0028208/23/2018Claimant(s): Joan Pierce
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): William O.L. Hutchinson
Arbitrator(s): Michael J. Ahlstrom, James C. Hoover, John Winslow Griesser
Hearing Site: Columbia, SC
Checkmark IconExpungement
16-0317312/05/2017Claimant(s): Mary Lee
Claimant Lawyers(s): David P Coates
Respondent(s): Larry George, AXA Advisors, William Evans
Respondent Lawyers(s): Connie M. Anderson, Hector D. Geribon
Arbitrator(s): Michael J. Ahlstrom, Darrell A. Hillis, Harry G. Mason
Hearing Site: Nashville, TN
Checkmark IconDismissed by Rule (12200/12201)

106 Results

Display: