18-04370 | 07/18/2019 | Claimant(s): Malon Wickham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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18-02754 | 03/28/2019 | Claimant(s): Mickey Owen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN
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18-00623 | 03/07/2019 | Claimant(s): Deborah Debow Claimant Lawyers(s): Ann Marie Fitz Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Brock B. Gordon Hearing Site: Columbia, SC
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17-00765 | 02/13/2019 | Claimant(s): The Malave-Torres Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Oriental Financial Services Corp. Respondent Lawyers(s): Pedro Hernandez-Freire Arbitrator(s): Michael J. Ahlstrom, Cheryl E. Winton, Mark Ritchie Hearing Site: San Juan, PR
| | Expungement |
18-02597 | 01/08/2019 | Claimant(s): Peggy Russell Claimant Lawyers(s): Edward M. Bearman Respondent(s): Richard Burt Respondent Lawyers(s): Richard Allen Burt Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN
| | $300 |
18-00765 | 01/04/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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18-00376 | 10/16/2018 | Claimant(s): Marsha Neuenschwander Claimant Lawyers(s): Marsha M. Neuenschwander Respondent(s): Elsa Cazares, James Neuenschwander, Michael Neuenschwander Respondent Lawyers(s): Robert E. Menje Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Coleman Robert Perry Hearing Site: Nashville, TN
| | $0 |
18-00174 | 10/05/2018 | Claimant(s): John Scott Claimant Lawyers(s): David W. Erb Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC
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17-00282 | 08/23/2018 | Claimant(s): Joan Pierce Claimant Lawyers(s): Steven D. Toskes Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): William O.L. Hutchinson Arbitrator(s): Michael J. Ahlstrom, James C. Hoover, John Winslow Griesser Hearing Site: Columbia, SC
| | Expungement |
16-03173 | 12/05/2017 | Claimant(s): Mary Lee Claimant Lawyers(s): David P Coates Respondent(s): Larry George, AXA Advisors, William Evans Respondent Lawyers(s): Connie M. Anderson, Hector D. Geribon Arbitrator(s): Michael J. Ahlstrom, Darrell A. Hillis, Harry G. Mason Hearing Site: Nashville, TN
| | Dismissed by Rule (12200/12201) |