Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00574 | 01/06/2020 | Claimant(s): David Mehler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 19-00985 | 12/09/2019 | Claimant(s): David Pickler Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joshua Norton Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN | ||
| 18-04361 | 11/15/2019 | Claimant(s): Donald Robbins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christen Leah Casale Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 18-03960 | 11/12/2019 | Claimant(s): Catherine Baker Claimant Lawyers(s): D. Daxton White Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Richard H. Potter, Michael J. Ahlstrom, John A. Baynes Hearing Site: Charlotte, NC |  | $228,384 |
| 19-00472 | 11/04/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 19-00860 | 10/17/2019 | Claimant(s): William Sloan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Intercarolina Financial Services. Respondent Lawyers(s): Joseph E. Navolanic Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 19-00473 | 10/01/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 18-04446 | 08/28/2019 | Claimant(s): Kent Balch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 19-00056 | 08/09/2019 | Claimant(s): Andrew Harding Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 18-04432 | 08/08/2019 | Claimant(s): Christopher Miller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC |