07-01976 | 10/09/2008 | Claimant(s): Susan J. Gallagher & John F. Gallagher Claimant Lawyers(s): Bailey Buchanan Nowak Respondent(s): Jesup & Lamont Securities Corp. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Lucy J. Karl, Nickolas F. Monteforte, Maura Lenore Tomaszewski Hearing Site: Boston, MA
| | $0 |
07-02695 | 09/15/2008 | Claimant(s): Joseph Marinucci, Micheal Marinucci, Paul Marinucci Claimant Lawyers(s): Robert H. Glotzer Respondent(s): Fidelity Brokerage Services Respondent Lawyers(s): Patrick J. Dolan Arbitrator(s): Stephen M. Acerra, Marilyn H. Zuckerman, Evalyn Lipton Fishbein Hearing Site: Boston, MA
| | $0 |
06-00004 | 08/25/2008 | Claimant(s): Jeffrey and Alexia Hamilton Claimant Lawyers(s): Christopher B. Jones Respondent(s): Dennis Donnelly, Gregory Hasho, Lawrence Donato, Lizy Chandy, Michael Clements, Vincent Bonato, Continental Broker-Dealer Corp., Gregory M. Hasho Voting Trust, NF Clearing. Respondent Lawyers(s): Compliance Officer, Gregory M. Hasho, Michael G Shannon, Michael G. Shannon, Michael Clements, Scott Wassmuth Arbitrator(s): Linda Gelfand Leibig, Arthur J. Giacomarra, Melinda S. Milberg Hearing Site: Boston, MA
| | $0 |
08-00456 | 08/14/2008 | Claimant(s): CCO Investment Services Corp Claimant Lawyers(s): David M. Belcher Respondent(s): Citigroup Global Markets., Peter Coley Respondent Lawyers(s): David A. Stein Arbitrator(s): Richard J. Grahn, Joseph F. Meldon, Andrea J. Goldman Hearing Site: Boston, MA
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07-01849 | 08/12/2008 | Claimant(s): Allan Varah Claimant Lawyers(s): Dena N. Varah Respondent(s): Mark Wesley, Synery Investment Group Respondent Lawyers(s): Jeffrey D. Jones Arbitrator(s): Evalyn Lipton Fishbein Hearing Site: Boston, MA
| | $13,196 |
07-02867 | 08/12/2008 | Claimant(s): Alaa Elhamrawy Claimant Lawyers(s): Alaa Elhamrawy Respondent(s): Online Brokerage Services. Respondent Lawyers(s): Kevin M. Overy Arbitrator(s): Brian J. Dunn, Paul F. Marandett, Susan Largay Hearing Site: Boston, MA
| | $0 |
06-04502 | 07/01/2008 | Claimant(s): Janet MacLean Claimant Lawyers(s): Paul M. Glickman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Matthew C. Applebaum Arbitrator(s): Mary C. Kelleher Hearing Site: Boston, MA
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07-02319 | 07/01/2008 | Claimant(s): Eric Hansen Claimant Lawyers(s): Nicole A. Rizzo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Lucy J. Karl, Peter L. Curry, Jeffrey P. Petrucelly Hearing Site: Boston, MA
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06-02927 | 06/30/2008 | Claimant(s): Brendan R. Donovan, IRA Claimant Lawyers(s): Brendan R. Donovan Respondent(s): Richard Patterson, Lehman Brothers Inc Respondent Lawyers(s): Christopher P. Litterio Arbitrator(s): John B. Haggerty, Nickolas F. Monteforte, Gene M. Bauer Hearing Site: Boston, MA
| | $0 |
07-02186 | 05/22/2008 | Claimant(s): Robert Kelliher Claimant Lawyers(s): Robert F. Kelliher Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Andrew H. Smith Arbitrator(s): Stephen Z. Frank Hearing Site: Boston, MA
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