| 07-01194 | 11/06/2008 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): David Fowler, Donna Furgal, Eric Wasson, NEXT Financial Group.
Respondent Lawyers(s): Ami Shah
Arbitrator(s): Marilyn H. Zuckerman, Laura M. Nelson, Alan Harry Roth
Hearing Site: Boston, MA
| | |
| 08-00485 | 10/17/2008 | Claimant(s): Deborah Galarneau
Claimant Lawyers(s): Rufus E. Brown
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Shari B. Broder, Deborah B. Haskell, Jack B. Golden
Hearing Site: Boston, MA
| | |
| 07-01976 | 10/09/2008 | Claimant(s): Susan J. Gallagher & John F. Gallagher
Claimant Lawyers(s): Bailey Buchanan Nowak
Respondent(s): Jesup & Lamont Securities Corp.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Lucy J. Karl, Nickolas F. Monteforte, Maura Lenore Tomaszewski
Hearing Site: Boston, MA
|  | $0 |
| 07-02695 | 09/15/2008 | Claimant(s): Joseph Marinucci, Micheal Marinucci, Paul Marinucci
Claimant Lawyers(s): Robert H. Glotzer
Respondent(s): Fidelity Brokerage Services
Respondent Lawyers(s): Patrick J. Dolan
Arbitrator(s): Stephen M. Acerra, Marilyn H. Zuckerman, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $0 |
| 06-00004 | 08/25/2008 | Claimant(s): Jeffrey and Alexia Hamilton
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Dennis Donnelly, Gregory Hasho, Lawrence Donato, Lizy Chandy, Michael Clements, Vincent Bonato, Continental Broker-Dealer Corp., Gregory M. Hasho Voting Trust, NF Clearing.
Respondent Lawyers(s): Compliance Officer, Gregory M. Hasho, Michael G Shannon, Michael G. Shannon, Michael Clements, Scott Wassmuth
Arbitrator(s): Linda Gelfand Leibig, Arthur J. Giacomarra, Melinda S. Milberg
Hearing Site: Boston, MA
| | $0 |
| 08-00456 | 08/14/2008 | Claimant(s): CCO Investment Services Corp
Claimant Lawyers(s): David M. Belcher
Respondent(s): Citigroup Global Markets., Peter Coley
Respondent Lawyers(s): David A. Stein
Arbitrator(s): Richard J. Grahn, Joseph F. Meldon, Andrea J. Goldman
Hearing Site: Boston, MA
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| 07-01849 | 08/12/2008 | Claimant(s): Allan Varah
Claimant Lawyers(s): Dena N. Varah
Respondent(s): Mark Wesley, Synery Investment Group
Respondent Lawyers(s): Jeffrey D. Jones
Arbitrator(s): Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $13,196 |
| 07-02867 | 08/12/2008 | Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): Online Brokerage Services.
Respondent Lawyers(s): Kevin M. Overy
Arbitrator(s): Brian J. Dunn, Paul F. Marandett, Susan Largay
Hearing Site: Boston, MA
| | $0 |
| 06-04502 | 07/01/2008 | Claimant(s): Janet MacLean
Claimant Lawyers(s): Paul M. Glickman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Matthew C. Applebaum
Arbitrator(s): Mary C. Kelleher
Hearing Site: Boston, MA
| | |
| 07-02319 | 07/01/2008 | Claimant(s): Eric Hansen
Claimant Lawyers(s): Nicole A. Rizzo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Lucy J. Karl, Peter L. Curry, Jeffrey P. Petrucelly
Hearing Site: Boston, MA
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