| 20-00974 | 08/13/2020 | Claimant(s): Jill Zunshine
Claimant Lawyers(s): Zach Zunshine
Respondent(s): Alight Financial Solutions
Respondent Lawyers(s): Matthew Chotkowski
Arbitrator(s): Jeffrey P. Petrucelly
Hearing Site: Boston, MA
|  | $5,964 |
| 19-02687 | 07/22/2020 | Claimant(s): Jon Bicknell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | |
| 20-01006 | 07/09/2020 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Louis M. Ciavaarra
Respondent(s): Paul Stanford
Respondent Lawyers(s): Paul Stanford
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
| | |
| 19-03522 | 06/24/2020 | Claimant(s): C Hoilman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MHA Financial Corp.
Respondent Lawyers(s): William Hoilman
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
| | |
| 20-00667 | 06/18/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Scott Whittemore
Respondent Lawyers(s): Scott Robert Whittemore
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | |
| 19-02150 | 04/09/2020 | Claimant(s): Amy Loughran
Claimant Lawyers(s): Walter J. Korzeniowski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John B. Clark
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
| | |
| 19-02861 | 04/03/2020 | Claimant(s): Terence Hunt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
| | |
| 19-01944 | 04/02/2020 | Claimant(s): Gregory Pinto
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
| | |
| 18-01930 | 03/30/2020 | Claimant(s): Dustin Aiguer
Claimant Lawyers(s): Richard M Gelb
Respondent(s): Peter McAvinn
Respondent Lawyers(s): Brandon J. Brigham
Arbitrator(s):
Hearing Site: Boston, MA
| | |
| 17-03106 | 03/20/2020 | Claimant(s): Randy O'Brien, William O'Brien, Randy O'Brien owner ROTH IRA, Randy O'Brien owner Traditional IRA, William F. O'Brien, Jr. owner ROTH IRA, Randy and William Francis O'Brien, Randy O'Brien Trust, Seth E. Ellis Esq. The O'Brien Family, Seth E. Ellis The O'Brien Family Irrevoc, The O'Brien Family Irrevocable Life Insu, The O'Brien Family Irrevocable Trust, Jr. Trust, 529 Plan FBO Conor O'Brien UTMA, 529 Plan FBO Molly O'Brien UTMA, MSB FBO WR Acquisitions, L.P. - WR Asset, WR Acquisitions LP WR Asset Management, WR Asset Management
Claimant Lawyers(s): Brian M. Haney
Respondent(s): Morgan Stanley, Jonathan Lonske
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): John Joseph Cotter, Andrea J. Goldman, Steven S. Manos
Hearing Site: Boston, MA
| | $0 |
