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FINRA Awards for Crown Capital Securities

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Displaying 11-20 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0292105/27/2016Claimant(s): William Eddy, Barbara Eddy Trust, William J. Eddy Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): John Weiss, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): M. W. Gear, William B. Ross, Verne R. Gray
Hearing Site: Des Moines, IA
Checkmark IconExpungement
14-0061412/22/2015Claimant(s): Lewis Booth
Claimant Lawyers(s): Adam Brett Wolf
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Elliott Zachary Seff, Eugene A. Taylor, Morris S. Getzels
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
14-0122010/28/2015Claimant(s): Colleen Levin, Jon Levin, Jon & Colleen Levin Trust dd 2/20/91
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Larry Edmonson, Herbert Murez, Thomas W. Gregory
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
14-0118908/21/2015Claimant(s): Miriam Albert, Miriam Albert IRA, Richard and Miriam Albert Reocable Trust
Claimant Lawyers(s): David W. Miller
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Philip H. Marmurowski, John G. Manley, Brian Pezzillo
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
13-0235503/03/2015Claimant(s): Irene Muratore, John Muratore, John S. & Irene D. Muratore Living Trust
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Arthur T. Berggren, Jasmina T. Boulanger, Adam Michael Porter
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
13-0280209/10/2014Claimant(s): Pat Seidler
Claimant Lawyers(s): Henry C. Casden
Respondent(s): Larry Michaels, J.P. Turner & Company, L.L.C., Crown Capital Securities, L.P.
Respondent Lawyers(s): Ali Sabetghadam, Craig R. Bockman
Arbitrator(s): Robert D. Sussin, Benjamin F. Breslauer, Karen J. Burneff
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0288508/22/2014Claimant(s): Richard Hingley, Richard A. Hingley IRA, Richard A. Hingley 1989 Trust
Claimant Lawyers(s): Ronald E. Miller
Respondent(s): Eric Kuchel, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman, Shanna Javaheri
Arbitrator(s): Michelle Judy Brant, Peter H. Daly, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
Checkmark Icon$277,468
13-0084805/27/2014Claimant(s): Kenneth Cook, Kenneth Cook Irrevocable Insurance Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Anthony S. Paetro, Janice L. Burnham, Overman Randolph Rollins
Hearing Site: Richmond, VA
Checkmark Icon$600
12-0167412/30/2013Claimant(s): Colum O'Hare, Colum G. O'Hare Trust dd 9/01/1993
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Gary Glockzin, Mary Gibson, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Fred T. Kallet, Lester G. Stiel, Deanna Margaret Veitia
Hearing Site: San Diego, CA
Checkmark IconExpungement
12-0080708/01/2013Claimant(s): Fred Guenther
Claimant Lawyers(s): D. Daxton White
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Lawrence Alexander Huerta, Otis E. Hackett, Kenneth Andrew Klinko
Hearing Site: San Diego, CA
Checkmark IconExpungement

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