| 18-00527 | 07/26/2019 | Claimant(s): Zoe Cordova-McCarthy, Liberty Lighting & Fixture Supply Co.
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Ameriprise Financial Services., Riversource Distributors.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Brian Kimball
Hearing Site: San Francisco, CA
|  | Expungement |
| 18-04242 | 07/08/2019 | Claimant(s): Thomas Walker
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Portland, OR
| | |
| 18-01667 | 02/20/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Mauricio Salvador Beugelmans
Respondent(s): Linda Chen, Robert Chen
Respondent Lawyers(s): Linda T. Chen, Robert K. Chen
Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Alan Richard Carlisle
Hearing Site: San Francisco, CA
| | $0 |
| 18-00829 | 12/26/2018 | Claimant(s): John Kettmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Lesley Tepper
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 18-00405 | 12/04/2018 | Claimant(s): Sonny Gulati
Claimant Lawyers(s): Eric Litow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 18-01468 | 10/16/2018 | Claimant(s): Virgilio Cristobal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 17-02400 | 06/29/2018 | Claimant(s): Michael Allard
Claimant Lawyers(s): Armin Sarabi
Respondent(s): LPL Financial LLC, National Planning Corporation
Respondent Lawyers(s): Jon D. Kaplon, Scott R. Forbush
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 16-02231 | 12/21/2017 | Claimant(s): Shawn Scheuer
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Morgan Stanley, Steven Anderson
Respondent Lawyers(s): John S. Worden
Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Dennis Markham Smith
Hearing Site: Reno, NV
| | $663,898 |
| 17-00511 | 11/17/2017 | Claimant(s): Bradley Barnblatt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Ian Ross
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 16-03194 | 06/26/2017 | Claimant(s): Dale Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets Inc.
Respondent Lawyers(s): David I. Hantman, Valerie I. Holder
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Seattle, WA
| | |
