22-01303 | 05/19/2023 | Claimant(s): Kimberly Barentsen Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): First Allied Securities., NPB Financial Group Respondent Lawyers(s): Jeremy Wooden, Shirley J. Coria Arbitrator(s): Philip Aaron Tymon, Nancy Lynne Williamson, Wendy L Schmidt Hearing Site: San Francisco, CA
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22-01705 | 03/14/2023 | Claimant(s): Zenaida P. Gantan Claimant Lawyers(s): Richard B. Fosher Respondent(s): Joel Blumenschein Respondent Lawyers(s): Joel Reid Blumenschein Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
| | $12,589 |
21-02374 | 01/17/2023 | Claimant(s): Allen Wagner Claimant Lawyers(s): Allen B. Wagner Respondent(s): Kelly Behunin, Fidelity Brokerage Services LLC, Peter Lee, Puja Aggarwal, Robert Burge, FMR, Fidelity Personal & Workplace Advisors, Strategic Advisers LLC Respondent Lawyers(s): Casey W. Jones, Noah D. Sorkin Arbitrator(s): Mary Margaret Bush, Philip Aaron Tymon, Diane Duvall Hearing Site: San Francisco, CA
| | Expungement |
21-00765 | 11/29/2022 | Claimant(s): Alan Chambers, Lisa Chambers Claimant Lawyers(s): Robert D. Loventhal Respondent(s): Pershing LLC, Rodney Rollins, Next Financial Group. Respondent Lawyers(s): Edward Zusman Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
| | Expungement |
20-02919 | 12/28/2021 | Claimant(s): Everest Wong Claimant Lawyers(s): Chelsea Masters Respondent(s): WAMU Investments. Respondent Lawyers(s): James H. Davis Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
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21-01046 | 10/27/2021 | Claimant(s): Tina Wang Claimant Lawyers(s): Joel M. Everest Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
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20-02317 | 09/24/2021 | Claimant(s): Marina Delacruz Claimant Lawyers(s): Marina Delacruz Respondent(s): Robinhood Financial. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Timothy P. Bogan, Philip Aaron Tymon, Jon H. Sylvester Hearing Site: San Francisco, CA
| | Dismissed by Rule 12212 |
20-03470 | 07/09/2021 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): First Midwest Securities. Respondent Lawyers(s): David Nevinski Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
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20-03051 | 05/25/2021 | Claimant(s): Christopher Carolan Claimant Lawyers(s): Robert L Gonser Respondent(s): Morgan Stanley & Co., A. G. Edwards & Sons. Respondent Lawyers(s): Geoff Beckham, Simon M. Levy Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
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20-02613 | 04/23/2021 | Claimant(s): Joseph Eschleman Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
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