| 18-01742 | 04/17/2019 | Claimant(s): Eduardo Brender
Claimant Lawyers(s): Joelle Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Mark C. Perry
Hearing Site: Miami, FL
| | |
| 18-03482 | 04/02/2019 | Claimant(s): Alejandro Mendieta
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Mark C. Perry
Hearing Site: Miami, FL
| | |
| 17-02960 | 02/26/2019 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Fred Knopf
Respondent(s): Steven Bell
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Mark C. Perry, Lawrence C. Levey, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 17-02874 | 11/29/2018 | Claimant(s): ODS Capital LLC
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Mark C. Perry, Sidney Turner, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
|  | $36,869 |
| 18-01368 | 10/18/2018 | Claimant(s): Benjamin Boynton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | |
| 18-00240 | 08/08/2018 | Claimant(s): George Sirigotis
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | |
| 17-03160 | 07/06/2018 | Claimant(s): Marko Rendic
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Mark C. Perry
Hearing Site: San Juan, PR
| | |
| 17-00416 | 05/03/2018 | Claimant(s): Jeremy Lansat, Joel Lansat
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Sacco, Joelle Simms
Arbitrator(s): Mark C. Perry, Ronald F. Rohe, Monroe Mitchel
Hearing Site: Boca Raton, FL
| | |
| 16-02083 | 02/02/2018 | Claimant(s): Julius Berkowitz&Estelle Berkowitz Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Mark C. Perry, Robert Lawrence Ostrov, Stacey Rosenthal
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-03322 | 06/30/2017 | Claimant(s): Andrew Zentmayer, David Powers, Marc Morell
Claimant Lawyers(s): Alex J. Rosenthal
Respondent(s): Kristen Dobkowski
Respondent Lawyers(s): Steven D. Toskes
Arbitrator(s): Mark C. Perry, Gilbert A. Schnirman, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | Expungement |
