| 16-01409 | 01/29/2019 | Claimant(s): Ana Bared, Luis Bared
Claimant Lawyers(s): Francisco Pujol Meneses, Harold D. Vicente Colon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Stuart K. Furman, Kenneth R. Starr, John Joseph Sullivan
Hearing Site: San Juan, PR
|  | Expungement |
| 18-02410 | 01/25/2019 | Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
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| 18-01523 | 01/24/2019 | Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle E. Fulton
Arbitrator(s): Stephen D Kursman, Patrick A. Guentner, Richard Edward Rassel
Hearing Site: Detroit, MI
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| 18-02621 | 01/23/2019 | Claimant(s): Salvadore Miletello
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Barbara L. Edin
Hearing Site: New Orleans, LA
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| 18-00414 | 01/18/2019 | Claimant(s): Michael Halperin
Claimant Lawyers(s): Michael Bessette
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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| 18-01481 | 01/18/2019 | Claimant(s): David Sheppard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
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| 18-01771 | 01/15/2019 | Claimant(s): Bryan Jarman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
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| 17-02567 | 01/14/2019 | Claimant(s): Michael Clancy
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Portland, OR
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| 18-00463 | 01/11/2019 | Claimant(s): Kent Pearce
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Louis P. Wagman
Hearing Site: Baltimore, MD
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| 18-00845 | 01/11/2019 | Claimant(s): Heather Evans
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Richmond, VA
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