| 20-01468 | 05/28/2021 | Claimant(s): Raymond George
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
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| 20-02955 | 05/24/2021 | Claimant(s): William Tomes
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Martin M. Van Luven
Hearing Site: Jacksonville, FL
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| 20-03369 | 05/21/2021 | Claimant(s): Rey Deborja
Claimant Lawyers(s): Kartikey Pradhan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Gary A. Hooker, Thomas D. Reese, Keara Kelly Roethke
Hearing Site: San Francisco, CA
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| 20-02842 | 05/07/2021 | Claimant(s): David Nethery
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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| 20-03102 | 05/03/2021 | Claimant(s): Phil Scott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert M Stein
Hearing Site: Seattle, WA
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| 20-02982 | 04/30/2021 | Claimant(s): Lawrence Cane
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
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| 20-02972 | 04/29/2021 | Claimant(s): Jason Ortiz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
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| 20-03205 | 04/16/2021 | Claimant(s): Kevin Higginbotham
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
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| 20-02898 | 04/15/2021 | Claimant(s): Kevin Keith
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
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| 20-02560 | 04/13/2021 | Claimant(s): E. Marsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Jeffrey Axelrad
Hearing Site: Washington, DC
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