| 09-06107 | 12/31/2010 | Claimant(s): Abdallah Bseirani
Claimant Lawyers(s): Janice L. Malecki
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Patrick M. Markey, Daniel M. Mankowski, Denise L. Quarles
Hearing Site: Syracuse, NY
|  | $0 |
| 10-01181 | 12/30/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Christopher Hamilton
Respondent Lawyers(s): Christopher S. Hamilton
Arbitrator(s): Paul Sidney Elliott, JD
Hearing Site: Orlando, FL
| | |
| 08-03006 | 12/29/2010 | Claimant(s): Bradford Guthrie, Mary Guthrie
Claimant Lawyers(s): Bradford G. Guthrie, Mary M. Guthrie
Respondent(s): Harold Hays, John Hand, Merrill Lynch Pierce Fenner & Smith Inc., Rick Lessley, Robert Jurkiewicz
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): George A. Sawyer, Prince C. Chambliss, David Freeman
Hearing Site: Birmingham, AL
| | $0 |
| 09-03074 | 12/23/2010 | Claimant(s): Michael Maher
Claimant Lawyers(s): Patrick Zummo
Respondent(s): John Bentley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Judith A. Meyer
Arbitrator(s): Kathy R. Holler, Thomas D. Nagle, Larry J. Craddock
Hearing Site: Houston, TX
| | $0 |
| 10-02475 | 12/20/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joel Davis
Respondent Lawyers(s): Joel Bernard Davis
Arbitrator(s): Robert M. Stein
Hearing Site: Portland, OR
| | |
| 09-05848 | 12/13/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachael Luken Carp
Respondent(s): Jeffrey Stanley
Respondent Lawyers(s): Jeffrey Michael Stanley
Arbitrator(s): James D. Knotter
Hearing Site: Phoenix, AZ
| | |
| 10-03358 | 12/07/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s): David Bredenburg
Respondent Lawyers(s): David Bredenburg
Arbitrator(s): Peter B. Vaden
Hearing Site: Baltimore, MD
| | |
| 09-05801 | 12/06/2010 | Claimant(s): Robert Bridge
Claimant Lawyers(s): Steven M. Green
Respondent(s): John Elliott, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stephen Lau
Arbitrator(s): John C. Lees, Sally G. Williams, Robert Alan Merring
Hearing Site: San Diego, CA
| | $68,547 |
| 09-00978 | 12/06/2010 | Claimant(s): Lee Maimon and Barbara Maimon
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Edward F. Koren, Peter L. Marco, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | $0 |
| 09-02468 | 12/01/2010 | Claimant(s): David Russell
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Anthony Vitanza, Jacqueline W. Marshall, Ronald Ripstein
Hearing Site: Buffalo, NY
| | |
